https://wiki.treasurers.org/w/index.php?action=history&feed=atom&title=Dual-regulated 2026-08-11T19:57:05Z Revision history for this page on the wiki MediaWiki 1.40.0 https://wiki.treasurers.org/w/index.php?title=Dual-regulated&diff=55913&oldid=prev 2024-06-21T16:50:32Z

<p>Add link.</p> <table style="background-color: #fff; color: #202122;" data-mw="interface"> <col class="diff-marker" /> <col class="diff-content" /> <col class="diff-marker" /> <col class="diff-content" /> <tr class="diff-title" lang="en-GB"> <td colspan="2" style="background-color: #fff; color: #202122; text-align: center;">← Older revision</td> <td colspan="2" style="background-color: #fff; color: #202122; text-align: center;">Revision as of 16:50, 21 June 2024</td> </tr><tr><td colspan="2" class="diff-lineno" id="mw-diff-left-l22">Line 22:</td> <td colspan="2" class="diff-lineno">Line 22:</td></tr> <tr><td class="diff-marker"></td><td style="background-color: #f8f9fa; color: #202122; font-size: 88%; border-style: solid; border-width: 1px 1px 1px 4px; border-radius: 0.33em; border-color: #eaecf0; vertical-align: top; white-space: pre-wrap;"><div>* [[Developments in corporate and market regulation: implications for the treasurer]]</div></td><td class="diff-marker"></td><td style="background-color: #f8f9fa; color: #202122; font-size: 88%; border-style: solid; border-width: 1px 1px 1px 4px; border-radius: 0.33em; border-color: #eaecf0; vertical-align: top; white-space: pre-wrap;"><div>* [[Developments in corporate and market regulation: implications for the treasurer]]</div></td></tr> <tr><td class="diff-marker"></td><td style="background-color: #f8f9fa; color: #202122; font-size: 88%; border-style: solid; border-width: 1px 1px 1px 4px; border-radius: 0.33em; border-color: #eaecf0; vertical-align: top; white-space: pre-wrap;"><div>* [[Dual-regulated firm]]</div></td><td class="diff-marker"></td><td style="background-color: #f8f9fa; color: #202122; font-size: 88%; border-style: solid; border-width: 1px 1px 1px 4px; border-radius: 0.33em; border-color: #eaecf0; vertical-align: top; white-space: pre-wrap;"><div>* [[Dual-regulated firm]]</div></td></tr> <tr><td colspan="2" class="diff-side-deleted"></td><td class="diff-marker" data-marker="+"></td><td style="color: #202122; font-size: 88%; border-style: solid; border-width: 1px 1px 1px 4px; border-radius: 0.33em; border-color: #a3d3ff; vertical-align: top; white-space: pre-wrap;"><div><ins style="font-weight: bold; text-decoration: none;">* [[Dual reporting]]</ins></div></td></tr> <tr><td class="diff-marker"></td><td style="background-color: #f8f9fa; color: #202122; font-size: 88%; border-style: solid; border-width: 1px 1px 1px 4px; border-radius: 0.33em; border-color: #eaecf0; vertical-align: top; white-space: pre-wrap;"><br/></td><td class="diff-marker"></td><td style="background-color: #f8f9fa; color: #202122; font-size: 88%; border-style: solid; border-width: 1px 1px 1px 4px; border-radius: 0.33em; border-color: #eaecf0; vertical-align: top; white-space: pre-wrap;"><br/></td></tr> <tr><td class="diff-marker"></td><td style="background-color: #f8f9fa; color: #202122; font-size: 88%; border-style: solid; border-width: 1px 1px 1px 4px; border-radius: 0.33em; border-color: #eaecf0; vertical-align: top; white-space: pre-wrap;"><div>* [[Financial Industry Regulatory Authority]]  (FINRA)</div></td><td class="diff-marker"></td><td style="background-color: #f8f9fa; color: #202122; font-size: 88%; border-style: solid; border-width: 1px 1px 1px 4px; border-radius: 0.33em; border-color: #eaecf0; vertical-align: top; white-space: pre-wrap;"><div>* [[Financial Industry Regulatory Authority]]  (FINRA)</div></td></tr> <!-- diff cache key acta01_wikiprod:diff::1.12:old-55911:rev-55913 --> </table>

Doug https://wiki.treasurers.org/w/index.php?title=Dual-regulated&diff=55911&oldid=prev 2024-06-21T16:48:51Z

<p>Create page. Sources: Linked pages.</p> <p><b>New page</b></p><div>1. ''Law - supervision - oversight - regulation - financial services - UK.''<br /> <br /> In the context of the UK financial services sector, subject to regulation both by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA).<br /> <br /> <br /> 2. ''Law - supervision - oversight - regulation.''<br /> <br /> More broadly, subject to regulation by two different regulators at the same time.<br /> <br /> <br /> == See also ==<br /> <br /> * [[Australian Financial Regulation]]<br /> * [[Australian Prudential Regulation Authority]]<br /> * [[Bank supervision]]<br /> * [[Competition]]<br /> * [[Competition law]]<br /> *[[Compliance]]<br /> * [[Compliance risk]]<br /> * [[Conduct]]<br /> * [[Deregulation]]<br /> * [[Developments in corporate and market regulation: implications for the treasurer]]<br /> * [[Dual-regulated firm]]<br /> <br /> * [[Financial Industry Regulatory Authority]] (FINRA)<br /> *[[Firm]]<br /> *[[Framework]]<br /> * [[Free market]]<br /> * [[General Data Protection Regulation]] (GDPR)<br /> *[[Governance]]<br /> *[[Guidance]]<br /> * [[Harmonisation]]<br /> <br /> * [[Interchange Fee Regulation]] <br /> * [[Investment Firms Regulation]] <br /> * [[Jurisdiction]]<br /> * [[Law]]<br /> * [[Legislation]]<br /> * [[Market Abuse Regulation]] (MAR)<br /> * [[Markets in crypto-assets regulation]] <br /> * [[Markets in Financial Instruments Regulation]] (MiFIR)<br /> * [[Money Market Funds Regulation]]<br /> * [[Oversight]]<br /> <br /> * [[Payment Systems Regulator]]<br /> * [[Pensions Regulator]]<br /> * [[PRIIPs Regulation]] <br /> * [[Primary legislation]]<br /> * [[Prospectus Regulation]] <br /> * [[Prudential regulation ]] <br /> * [[Prudential Regulation Authority]] (PRA)<br /> * [[Prudential Regulation Committee]] <br /> <br /> * [[Rate regulation]]<br /> * [[Rate regulator]]<br /> *[[Red tape]]<br /> * [[Regime]]<br /> * [[Regtech]]<br /> * [[Regulated market]]<br /> * [[Regulation]]<br /> * [[Regulator]]<br /> * [[Regulatory]]<br /> * [[Regulatory arbitrage]]<br /> * [[Regulatory capital]]<br /> * [[Regulatory deferral account]]<br /> * [[Regulatory News Service]]<br /> * [[Regulatory risk]]<br /> *[[Regulatory standard]]<br /> * [[Regulatory Technical Standard]] (RTS)<br /> *[[Reporting]]<br /> * [[Reporting on Payment Practices and Performance Regulations]]<br /> * [[Reputational risk]]<br /> * [[Retained EU law]] (REUL)<br /> * [[Rule]]<br /> * [[Rules]]<br /> <br /> * [[Securities Financing Transactions Regulation]] (SFTR)<br /> * [[Securitisation Regulation]]<br /> * [[Self-regulation]]<br /> * [[Self-regulatory organisation]] (SRO)<br /> *[[Standard]]<br /> *[[Standards]]<br /> *[[Supervision]]<br /> * [[Sustainable Finance Disclosure Regulation]] (SFDR)<br /> <br /> * [[Taxonomy Regulation]]<br /> * [[Twin Peaks]]<br /> * [[UK CRR]]<br /> * [[UK EMIR]]<br /> * [[UK GDPR]]<br /> * [[UK MAR]]<br /> * [[UK MiFIR]]<br /> * [[UK Prospectus Regulation]] <br /> * [[UK Securities Financing Transactions Regulation]] (UK SFTR)<br /> <br /> [[Category:Accounting,_tax_and_regulation]]<br /> [[Category:Financial_products_and_markets]]</div>

Doug