Regulation - Revision history

Doug: Add links.

2024-06-21T16:38:12Z

Add links.

← Older revision		Revision as of 16:38, 21 June 2024
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	* [[Developments in corporate and market regulation: implications for the treasurer]]		* [[Developments in corporate and market regulation: implications for the treasurer]]
	* [[Directive]]		* [[Directive]]
			* [[Dual-regulated]]
			* [[Dual-regulated firm]]
	* [[Edinburgh reforms]] (UK)		* [[Edinburgh reforms]] (UK)
	*[[Enforcement]]		*[[Enforcement]]

Doug: Expand and contextualise 1st definition.

2024-06-05T09:56:12Z

Expand and contextualise 1st definition.

← Older revision		Revision as of 09:56, 5 June 2024
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	1.		1. ''Law - supervision - oversight.''

	The official control of markets or of other activities, usually by a system of rules, often including primary or secondary legislation.		The official control of markets or of other activities, usually by a system of rules, often including primary or secondary legislation.

			Regulation is closely related to supervision and oversight.


			Regulation is the most detailed structure and activity, focussing on individual firms.

			Supervision is a higher-level activity than regulation, with a greater emphasis on groups of similar firms, and entire markets.

			Oversight is the highest-level work, with even greater emphasis on the bigger picture, entire markets and related markets.



	2. ''Law.''		2. ''Law.''
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	* [[Mixed economy]]		* [[Mixed economy]]
	* [[Onshore]]		* [[Onshore]]
			* [[Oversight]]

	* [[Payment Systems Regulator]]		* [[Payment Systems Regulator]]

Doug: Layout.

2024-06-05T09:25:54Z

Layout.

← Older revision		Revision as of 09:25, 5 June 2024
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	Following the UK's departure from the EU, the UK now has its own "onshored" versions of these Regulations. For example, the UK CRR.		Following the UK's departure from the EU, the UK now has its own "onshored" versions of these Regulations. For example, the UK CRR.


	Many of these onshored UK versions of EU Regulations began as exact duplicates of the EU Regulations at the time.		Many of these onshored UK versions of EU Regulations began as exact duplicates of the EU Regulations at the time.
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	* [[Boilerplate]]		* [[Boilerplate]]
	* [[Brexit]]		* [[Brexit]]

	* [[Capacity]]		* [[Capacity]]
	* [[Capital Requirements Regulation]] (CRR)		* [[Capital Requirements Regulation]] (CRR)

imported>Doug Williamson: Add link.

2023-06-22T09:43:03Z

Add link.

← Older revision		Revision as of 09:43, 22 June 2023
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	*[[Compliance]]		*[[Compliance]]
	* [[Compliance risk]]		* [[Compliance risk]]
			* [[Conduct]]
	* [[Contract]]		* [[Contract]]
	* [[Convention]]		* [[Convention]]
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	* [[European Union ]]		* [[European Union ]]
	* [[EU Taxonomy Regulation]]		* [[EU Taxonomy Regulation]]


	* [[Financial Industry Regulatory Authority]] (FINRA)		* [[Financial Industry Regulatory Authority]] (FINRA)

imported>Doug Williamson: Layout.

2023-06-22T09:42:33Z

Layout.

← Older revision		Revision as of 09:42, 22 June 2023
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	* [[Boilerplate]]		* [[Boilerplate]]
	* [[Brexit]]		* [[Brexit]]


	* [[Capacity]]		* [[Capacity]]
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	* [[Convention]]		* [[Convention]]
	* [[Court]]		* [[Court]]


	* [[Decision]]		* [[Decision]]
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	*[[Guidance]]		*[[Guidance]]
	* [[Harmonisation]]		* [[Harmonisation]]


	* [[Intensity]]		* [[Intensity]]
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	* [[Mixed economy]]		* [[Mixed economy]]
	* [[Onshore]]		* [[Onshore]]


	* [[Payment Systems Regulator]]		* [[Payment Systems Regulator]]
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	* [[Prudential Regulation Authority]] (PRA)		* [[Prudential Regulation Authority]] (PRA)
	* [[Prudential Regulation Committee]]		* [[Prudential Regulation Committee]]


	* [[Rate regulation]]		* [[Rate regulation]]
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	* [[Rule]]		* [[Rule]]
	* [[Rules]]		* [[Rules]]


	* [[Secondary legislation]]		* [[Secondary legislation]]
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	*[[Supervision]]		*[[Supervision]]
	* [[Sustainable Finance Disclosure Regulation]] (SFDR)		* [[Sustainable Finance Disclosure Regulation]] (SFDR)


	* [[Tax]]		* [[Tax]]

imported>Doug Williamson: Add definition. Source: Linked pages

2023-04-26T02:14:16Z

Add definition. Source: Linked pages

← Older revision		Revision as of 02:14, 26 April 2023
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	3. ''European Union law''.		3. ''European Union (EU) law''.

	An act of European Union (EU) law having direct effect in all member states.		An act of European Union (EU) law having direct effect in all member states.
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	4.		4. ''UK law - retained EU law - Brexit''.

	More generally, a rule to control, direct or manage an activity, organisation or system.		The UK was formerly a member of the EU and EU Regulations were formerly directly applicable in UK law. For example, the Capital Requirements Regulation (CRR).

			Following the UK's departure from the EU, the UK now has its own "onshored" versions of these Regulations. For example, the UK CRR.

			Many of these onshored UK versions of EU Regulations began as exact duplicates of the EU Regulations at the time.

			However, they have subsequently diverged, so take advice about them.


			5.

			More generally, any rule to control, direct or manage an activity, organisation or system.

	A 'regulation' - in this broadest sense - may or may not have legal authority.		A 'regulation' - in this broadest sense - may or may not have legal authority.
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	* [[Blocking Regulation]]		* [[Blocking Regulation]]
	* [[Boilerplate]]		* [[Boilerplate]]
			* [[Brexit]]


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	*[[Governance]]		*[[Governance]]
	*[[Guidance]]		*[[Guidance]]
			* [[Harmonisation]]


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	* [[Reporting on Payment Practices and Performance Regulations]]		* [[Reporting on Payment Practices and Performance Regulations]]
	* [[Reputational risk]]		* [[Reputational risk]]
	* [[Retained EU law]]		* [[Retained EU law]] (REUL)
	* [[Rule]]		* [[Rule]]
	* [[Rules]]		* [[Rules]]

imported>Doug Williamson: Add links.

2023-04-26T00:03:23Z

Add links.

← Older revision		Revision as of 00:03, 26 April 2023
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	* [[Money Market Funds Regulation]]		* [[Money Market Funds Regulation]]
	* [[Mixed economy]]		* [[Mixed economy]]
			* [[Onshore]]


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	* [[Taxonomy Regulation]]		* [[Taxonomy Regulation]]
	* [[Transparency]]		* [[Transparency]]
			* [[UK CRR]]
			* [[UK EMIR]]
			* [[UK GDPR]]
			* [[UK MAR]]
			* [[UK MiFIR]]
	* [[UK Prospectus Regulation]]		* [[UK Prospectus Regulation]]
	* [[UK Securities Financing Transactions Regulation]]		* [[UK Securities Financing Transactions Regulation]] (UK SFTR)

	[[Category:Accounting,_tax_and_regulation]]		[[Category:Accounting,_tax_and_regulation]]
	[[Category:Compliance_and_audit]]		[[Category:Compliance_and_audit]]

imported>Doug Williamson: Layout.

2023-04-24T23:39:43Z

Layout.

← Older revision		Revision as of 23:39, 24 April 2023
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	* [[Blocking Regulation]]		* [[Blocking Regulation]]
	* [[Boilerplate]]		* [[Boilerplate]]


	* [[Capacity]]		* [[Capacity]]
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	* [[Convention]]		* [[Convention]]
	* [[Court]]		* [[Court]]


	* [[Decision]]		* [[Decision]]
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	* [[European Union ]]		* [[European Union ]]
	* [[EU Taxonomy Regulation]]		* [[EU Taxonomy Regulation]]


	* [[Financial Industry Regulatory Authority]] (FINRA)		* [[Financial Industry Regulatory Authority]] (FINRA)
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	*[[Governance]]		*[[Governance]]
	*[[Guidance]]		*[[Guidance]]


	* [[Intensity]]		* [[Intensity]]
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	* [[Money Market Funds Regulation]]		* [[Money Market Funds Regulation]]
	* [[Mixed economy]]		* [[Mixed economy]]


	* [[Payment Systems Regulator]]		* [[Payment Systems Regulator]]
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	* [[Prudential Regulation Authority]] (PRA)		* [[Prudential Regulation Authority]] (PRA)
	* [[Prudential Regulation Committee]]		* [[Prudential Regulation Committee]]


	* [[Rate regulation]]		* [[Rate regulation]]
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	* [[Rule]]		* [[Rule]]
	* [[Rules]]		* [[Rules]]


	* [[Secondary legislation]]		* [[Secondary legislation]]
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	*[[Supervision]]		*[[Supervision]]
	* [[Sustainable Finance Disclosure Regulation]] (SFDR)		* [[Sustainable Finance Disclosure Regulation]] (SFDR)


	* [[Tax]]		* [[Tax]]

imported>Doug Williamson: Add links.

2023-04-24T23:38:21Z

Add links.

← Older revision		Revision as of 23:38, 24 April 2023
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	== See also ==		== See also ==

	* [[Australian Financial Regulation]]		* [[Australian Financial Regulation]]
	* [[Australian Prudential Regulation Authority]]		* [[Australian Prudential Regulation Authority]]
	* [[Bank supervision]]		* [[Bank supervision]]
	* [[Benchmarks Regulation]]		* [[Benchmarks Regulation]]
			*[[Best practice]]
	* [[Blocking Regulation]]		* [[Blocking Regulation]]
			* [[Boilerplate]]

	* [[Capacity]]		* [[Capacity]]
	* [[Capital Requirements Regulation]] (CRR)		* [[Capital Requirements Regulation]] (CRR)
	* [[Code]]		* [[Code]]
	* [[Code of practice]]		* [[Code of practice]]
			*[[Competence]]
	* [[Competition]]		* [[Competition]]
	* [[Competition law]]		* [[Competition law]]
			*[[Compliance]]
	* [[Compliance risk]]		* [[Compliance risk]]
	* [[Contract]]		* [[Contract]]
	* [[Convention]]		* [[Convention]]
	* [[Court]]		* [[Court]]

	* [[Decision]]		* [[Decision]]
	* [[Deregulation]]		* [[Deregulation]]
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	* [[Directive]]		* [[Directive]]
	* [[Edinburgh reforms]] (UK)		* [[Edinburgh reforms]] (UK)
			*[[Enforcement]]
			*[[Ethics]]
	* [[European Union ]]		* [[European Union ]]
	* [[EU Taxonomy Regulation]]		* [[EU Taxonomy Regulation]]

	* [[Financial Industry Regulatory Authority]] (FINRA)		* [[Financial Industry Regulatory Authority]] (FINRA)
			*[[Framework]]
	* [[Free market]]		* [[Free market]]
	* [[General Data Protection Regulation]] (GDPR)		* [[General Data Protection Regulation]] (GDPR)
	* [[Governance]]		*[[Good practice]]
	* [[Guidance]]		*[[Governance]]
			*[[Guidance]]

	* [[Intensity]]		* [[Intensity]]
	* [[Interchange Fee Regulation]]		* [[Interchange Fee Regulation]]
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	* [[Money Market Funds Regulation]]		* [[Money Market Funds Regulation]]
	* [[Mixed economy]]		* [[Mixed economy]]

	* [[Payment Systems Regulator]]		* [[Payment Systems Regulator]]
	* [[Pensions Regulator]]		* [[Pensions Regulator]]
	* [[PRIIPs Regulation]]		* [[PRIIPs Regulation]]
	* [[Primary legislation]]		* [[Primary legislation]]
			*[[Principle]]
	* [[Private sector]]		* [[Private sector]]
	* [[Prospectus Regulation]]		* [[Prospectus Regulation]]
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	* [[Prudential Regulation Authority]] (PRA)		* [[Prudential Regulation Authority]] (PRA)
	* [[Prudential Regulation Committee]]		* [[Prudential Regulation Committee]]

	* [[Rate regulation]]		* [[Rate regulation]]
	* [[Rate regulator]]		* [[Rate regulator]]
	* [[Red tape]]		*[[Red tape]]
	* [[Regime]]		* [[Regime]]
	* [[Regtech]]		* [[Regtech]]
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	*[[Regulatory standard]]		*[[Regulatory standard]]
	* [[Regulatory Technical Standard]] (RTS)		* [[Regulatory Technical Standard]] (RTS)
			*[[Reporting]]
	* [[Reporting on Payment Practices and Performance Regulations]]		* [[Reporting on Payment Practices and Performance Regulations]]
	* [[Reputational risk]]		* [[Reputational risk]]
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	* [[Rule]]		* [[Rule]]
	* [[Rules]]		* [[Rules]]

	* [[Secondary legislation]]		* [[Secondary legislation]]
	* [[Securities Financing Transactions Regulation]] (SFTR)		* [[Securities Financing Transactions Regulation]] (SFTR)
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	* [[Self-regulatory organisation]] (SRO)		* [[Self-regulatory organisation]] (SRO)
	*[[Standard]]		*[[Standard]]
	* [[Supervision]]		*[[Standards]]
			*[[Supervision]]
	* [[Sustainable Finance Disclosure Regulation]] (SFDR)		* [[Sustainable Finance Disclosure Regulation]] (SFDR)

	* [[Tax]]		* [[Tax]]
	* [[Taxonomy Regulation]]		* [[Taxonomy Regulation]]

imported>Doug Williamson: Add links.

2023-04-23T23:12:33Z

Add links.

← Older revision		Revision as of 23:12, 23 April 2023
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	== See also ==		== See also ==
			* [[Australian Financial Regulation]]
			* [[Australian Prudential Regulation Authority]]
	* [[Bank supervision]]		* [[Bank supervision]]
	* [[Benchmarks Regulation]]		* [[Benchmarks Regulation]]
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	* [[Capacity]]		* [[Capacity]]
	* [[Capital Requirements Regulation]] (CRR)		* [[Capital Requirements Regulation]] (CRR)
			* [[Code]]
			* [[Code of practice]]
	* [[Competition]]		* [[Competition]]
	* [[Competition law]]		* [[Competition law]]
	* [[Compliance risk]]		* [[Compliance risk]]
	* [[Contract]]		* [[Contract]]
			* [[Convention]]
	* [[Court]]		* [[Court]]
	* [[Decision]]		* [[Decision]]
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	* [[Edinburgh reforms]] (UK)		* [[Edinburgh reforms]] (UK)
	* [[European Union ]]		* [[European Union ]]
			* [[EU Taxonomy Regulation]]
	* [[Financial Industry Regulatory Authority]] (FINRA)		* [[Financial Industry Regulatory Authority]] (FINRA)
	* [[Free market]]		* [[Free market]]
	* [[General Data Protection Regulation]] (GDPR)		* [[General Data Protection Regulation]] (GDPR)
	* [[Governance]]		* [[Governance]]
			* [[Guidance]]
	* [[Intensity]]		* [[Intensity]]
	* [[Interchange Fee Regulation]]		* [[Interchange Fee Regulation]]
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	* [[Legislation]]		* [[Legislation]]
	* [[Market Abuse Regulation]] (MAR)		* [[Market Abuse Regulation]] (MAR)
			* [[Markets in crypto-assets regulation]]
	* [[Markets in Financial Instruments Regulation]] (MiFIR)		* [[Markets in Financial Instruments Regulation]] (MiFIR)
	* [[Money Market Funds Regulation]]		* [[Money Market Funds Regulation]]
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	* [[Regulation S-K]]		* [[Regulation S-K]]
	* [[Regulator]]		* [[Regulator]]
			* [[Regulatory]]
	* [[Regulatory arbitrage]]		* [[Regulatory arbitrage]]
	* [[Regulatory capital]]		* [[Regulatory capital]]
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	* [[Reputational risk]]		* [[Reputational risk]]
	* [[Retained EU law]]		* [[Retained EU law]]
			* [[Rule]]
			* [[Rules]]
	* [[Secondary legislation]]		* [[Secondary legislation]]
	* [[Securities Financing Transactions Regulation]] (SFTR)		* [[Securities Financing Transactions Regulation]] (SFTR)
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	* [[Self-regulatory organisation]] (SRO)		* [[Self-regulatory organisation]] (SRO)
	*[[Standard]]		*[[Standard]]
			* [[Supervision]]
	* [[Sustainable Finance Disclosure Regulation]] (SFDR)		* [[Sustainable Finance Disclosure Regulation]] (SFDR)
	* [[Tax]]		* [[Tax]]
	* [[Taxonomy Regulation]]		* [[Taxonomy Regulation]]
	* [[Transparency]]		* [[Transparency]]
			* [[UK Prospectus Regulation]]
			* [[UK Securities Financing Transactions Regulation]]

	[[Category:Accounting,_tax_and_regulation]]		[[Category:Accounting,_tax_and_regulation]]
	[[Category:Compliance_and_audit]]		[[Category:Compliance_and_audit]]