Statement of Good Practice - Revision history

Doug: Layout.

2024-10-24T18:41:04Z

Layout.

← Older revision		Revision as of 18:41, 24 October 2024
Line 6:		Line 6:

	FMSB Standards set out Core Principles and accompanying guidance on the most important aspects of practice where ambiguity risks undermining the transparency, fairness and effectiveness of markets.		FMSB Standards set out Core Principles and accompanying guidance on the most important aspects of practice where ambiguity risks undermining the transparency, fairness and effectiveness of markets.


	FMSB Statements of Good Practice set out clear expectations and guidance on good practice in relation to broader areas of uncertainty in wholesale FICC markets.		FMSB Statements of Good Practice set out clear expectations and guidance on good practice in relation to broader areas of uncertainty in wholesale FICC markets.

Doug: Mend typo - FMSB.

2024-10-24T18:40:38Z

Mend typo - FMSB.

← Older revision		Revision as of 18:40, 24 October 2024
Line 12:		Line 12:


	The ~~FSMB~~ explains further:		The FMSB explains further:

Doug: Layout.

2024-10-22T02:34:42Z

Layout.

← Older revision		Revision as of 02:34, 22 October 2024
Line 40:		Line 40:
	:<span style="color:#4B0082">'''''Relationship with other codes'''''</span>		:<span style="color:#4B0082">'''''Relationship with other codes'''''</span>

	:"Other Codes already exist in relation to certain markets, such as the FX Global Code, while others are in		:"Other Codes already exist in relation to certain markets, such as the FX Global Code, while others are in the process of being produced.
	the process of being produced.

	:Some overlap exists between the work of FMSB and such other bodies and FMSB will seek to ensure it adopts a consistent approach in cases of overlap wherever possible and will seek to avoid issuing a Standard or SoGP where the subject matter is already covered adequately by existing regulation, or a Code issued by another body.		:Some overlap exists between the work of FMSB and such other bodies and FMSB will seek to ensure it adopts a consistent approach in cases of overlap wherever possible and will seek to avoid issuing a Standard or SoGP where the subject matter is already covered adequately by existing regulation, or a Code issued by another body.
Line 47:		Line 46:
	:It may draw attention to Member Firms of an existing code and request that Member Firms act in a manner consistent with it once appropriate steps have been taken to confirm its applicability."		:It may draw attention to Member Firms of an existing code and request that Member Firms act in a manner consistent with it once appropriate steps have been taken to confirm its applicability."

	''(Source - FMSB)''		:''(Source - FMSB)''


Line 82:		Line 81:
	*[https://fmsb.com/our-publications/#3 FMSB's standards]		*[https://fmsb.com/our-publications/#3 FMSB's standards]
	*[https://fmsb.com/fmsb-publishes-new-financial-markets-misconduct-research/ FMSB database of misconduct cases]		*[https://fmsb.com/fmsb-publishes-new-financial-markets-misconduct-research/ FMSB database of misconduct cases]

	~~[[Category:Accounting,_tax_and_regulation]]~~
	~~[[Category:Compliance_and_audit]]~~
	~~[[Category:Financial_products_and_markets]]~~
	~~[[Category:Identify_and_assess_risks]]~~
	~~[[Category:Manage_risks]]~~
	~~[[Category:Risk_reporting]]~~
	~~[[Category:Risk_frameworks]]~~
	~~[[Category:The_business_context]]~~

	[[Category:Accounting,_tax_and_regulation]]		[[Category:Accounting,_tax_and_regulation]]

Doug: Add quote - source - FMSB

2024-10-22T02:33:48Z

Add quote - source - FMSB

@@ Line 8: / Line 8: @@
 FMSB Statements of Good Practice set out clear expectations and guidance on good practice in relation to broader areas of uncertainty in wholesale FICC markets.
 ''(Source - FMSB)''
@@ Line 19: / Line 57: @@
 ==See also==
 * [[Best practice]]
 * [[Code of practice]]
 * [[Conduct]]
@@ Line 27: / Line 66: @@
 * [[Financial Markets Standards Board]]
 * [[Good practice]]
 * [[Misconduct]]
 * [[Practice]]
 * [[Practice note]]
 * [[Statement of practice]]
 * [[Statement of recommended practice]]
@@ Line 38: / Line 79: @@
 ==Other resources==
 *[https://fmsb.com/our-publications/#3 FMSB's standards]
 *[https://fmsb.com/fmsb-publishes-new-financial-markets-misconduct-research/ FMSB database of misconduct cases]
 [[Category:Accounting,_tax_and_regulation]]

Doug: Add link.

2024-08-19T15:24:20Z

Add link.

← Older revision		Revision as of 15:24, 19 August 2024
Line 27:		Line 27:
	* [[Financial Markets Standards Board]]		* [[Financial Markets Standards Board]]
	* [[Good practice]]		* [[Good practice]]
			* [[Misconduct]]
	* [[Practice]]		* [[Practice]]
	* [[Practice note]]		* [[Practice note]]

Doug: Layout.

2024-07-13T21:43:37Z

Layout.

← Older revision		Revision as of 21:43, 13 July 2024
Line 1:		Line 1:
	1. ''Financial markets - conduct - ~~Fixed Income, Currencies and Commodities~~ Markets Standards Board (FMSB).''		1. ''Financial markets - conduct - Financial Markets Standards Board (FMSB).''

	(SoGP).		(SoGP).
Line 25:		Line 25:
	* [[Financial Conduct Authority]]		* [[Financial Conduct Authority]]
	* [[Financial crisis]]		* [[Financial crisis]]
	* [[~~Fixed Income, Currencies and Commodities~~ Markets Standards Board]]		* [[Financial Markets Standards Board]]
	* [[Good practice]]		* [[Good practice]]
	* [[Practice]]		* [[Practice]]
Line 41:		Line 41:

	[[Category:Accounting,_tax_and_regulation]]		[[Category:Accounting,_tax_and_regulation]]
	~~[[Category:The_business_context]]~~
	[[Category:Compliance_and_audit]]		[[Category:Compliance_and_audit]]
	[[Category:~~Ethics~~]]		[[Category:Financial_products_and_markets]]
	[[Category:Identify_and_assess_risks]]		[[Category:Identify_and_assess_risks]]
	[[Category:Manage_risks]]		[[Category:Manage_risks]]
			[[Category:Risk_reporting]]
	[[Category:Risk_frameworks]]		[[Category:Risk_frameworks]]
	[[Category:~~Risk_reporting]]~~		[[Category:The_business_context]]
	~~[[Category:Financial_products_and_markets~~]]

imported>Doug Williamson: Add link.

2022-10-12T11:35:00Z

Add link.

← Older revision		Revision as of 11:35, 12 October 2022
Line 27:		Line 27:
	* [[Fixed Income, Currencies and Commodities Markets Standards Board]]		* [[Fixed Income, Currencies and Commodities Markets Standards Board]]
	* [[Good practice]]		* [[Good practice]]
			* [[Practice]]
	* [[Practice note]]		* [[Practice note]]
	* [[Statement of practice]]		* [[Statement of practice]]

imported>Doug Williamson: Add link.

2022-07-13T12:21:38Z

Add link.

← Older revision		Revision as of 12:21, 13 July 2022
Line 21:		Line 21:
	* [[Code of practice]]		* [[Code of practice]]
	* [[Conduct]]		* [[Conduct]]
			* [[Database]]
	* [[FICC]]		* [[FICC]]
	* [[Financial Conduct Authority]]		* [[Financial Conduct Authority]]
Line 34:		Line 35:


	===Other ~~links=~~==		==Other resources==
	*[https://fmsb.com/our-publications/#3 FMSB's standards]		*[https://fmsb.com/our-publications/#3 FMSB's standards]
	*[https://fmsb.com/fmsb-publishes-new-financial-markets-misconduct-research/ FMSB database of misconduct cases]		*[https://fmsb.com/fmsb-publishes-new-financial-markets-misconduct-research/ FMSB database of misconduct cases]

imported>Doug Williamson: Create page. Source - FMSB - 24 June 2020 - https://fmsb.com/fmsb-issues-new-statement-of-good-practice-on-algorithmic-trading/

2021-07-19T11:48:38Z

Create page. Source - FMSB - 24 June 2020 - https://fmsb.com/fmsb-issues-new-statement-of-good-practice-on-algorithmic-trading/

New page

1. ''Financial markets - conduct - Fixed Income, Currencies and Commodities Markets Standards Board (FMSB).''

(SoGP).

The FMSB issues Standards and Statements of Good Practice for wholesale Fixed Income, Currencies and Commodities (FICC) markets.

FMSB Standards set out Core Principles and accompanying guidance on the most important aspects of practice where ambiguity risks undermining the transparency, fairness and effectiveness of markets.

FMSB Statements of Good Practice set out clear expectations and guidance on good practice in relation to broader areas of uncertainty in wholesale FICC markets.

''(Source - FMSB)''

2. ''Other markets.''

Similar statements and guidance in other markets and areas of work.

==See also==
* [[Best practice]]
* [[Code of practice]]
* [[Conduct]]
* [[FICC]]
* [[Financial Conduct Authority]]
* [[Financial crisis]]
* [[Fixed Income, Currencies and Commodities Markets Standards Board]]
* [[Good practice]]
* [[Practice note]]
* [[Statement of practice]]
* [[Statement of recommended practice]]
* [[Statement of Standard Accounting Practice]]
* [[Uniform Customs and Practice for Documentary Credits]]
* [[Wholesale]]

===Other links===
*[https://fmsb.com/our-publications/#3 FMSB's standards]
*[https://fmsb.com/fmsb-publishes-new-financial-markets-misconduct-research/ FMSB database of misconduct cases]

[[Category:Accounting,_tax_and_regulation]]
[[Category:The_business_context]]
[[Category:Compliance_and_audit]]
[[Category:Ethics]]
[[Category:Identify_and_assess_risks]]
[[Category:Manage_risks]]
[[Category:Risk_frameworks]]
[[Category:Risk_reporting]]
[[Category:Financial_products_and_markets]]