https://wiki.treasurers.org/w/index.php?action=history&feed=atom&title=Dual-regulated_firm 2026-05-04T05:27:16Z Revision history for this page on the wiki MediaWiki 1.40.0 https://wiki.treasurers.org/w/index.php?title=Dual-regulated_firm&diff=55910&oldid=prev 2024-06-21T16:46:51Z

<p>Create page. Sources: Linked pages.</p> <p><b>New page</b></p><div>1. ''Law - supervision - oversight - UK.''<br /> <br /> A financial firm regulated both by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA).<br /> <br /> <br /> 2. ''Law - supervision - oversight.''<br /> <br /> Any other firm subject to regulation by two different regulators at the same time.<br /> <br /> <br /> == See also ==<br /> <br /> * [[Australian Financial Regulation]]<br /> * [[Australian Prudential Regulation Authority]]<br /> * [[Bank supervision]]<br /> * [[Competition]]<br /> * [[Competition law]]<br /> *[[Compliance]]<br /> * [[Compliance risk]]<br /> * [[Conduct]]<br /> * [[Deregulation]]<br /> * [[Developments in corporate and market regulation: implications for the treasurer]]<br /> * [[Dual-regulated]]<br /> <br /> * [[Financial Industry Regulatory Authority]] (FINRA)<br /> *[[Firm]]<br /> *[[Framework]]<br /> * [[Free market]]<br /> * [[General Data Protection Regulation]] (GDPR)<br /> *[[Governance]]<br /> *[[Guidance]]<br /> * [[Harmonisation]]<br /> <br /> * [[Interchange Fee Regulation]] <br /> * [[Investment Firms Regulation]] <br /> * [[Jurisdiction]]<br /> * [[Law]]<br /> * [[Legislation]]<br /> * [[Market Abuse Regulation]] (MAR)<br /> * [[Markets in crypto-assets regulation]] <br /> * [[Markets in Financial Instruments Regulation]] (MiFIR)<br /> * [[Money Market Funds Regulation]]<br /> * [[Oversight]]<br /> <br /> * [[Payment Systems Regulator]]<br /> * [[Pensions Regulator]]<br /> * [[PRIIPs Regulation]] <br /> * [[Primary legislation]]<br /> * [[Prospectus Regulation]] <br /> * [[Prudential regulation ]] <br /> * [[Prudential Regulation Authority]] (PRA)<br /> * [[Prudential Regulation Committee]] <br /> <br /> * [[Rate regulation]]<br /> * [[Rate regulator]]<br /> *[[Red tape]]<br /> * [[Regime]]<br /> * [[Regtech]]<br /> * [[Regulated market]]<br /> * [[Regulation]]<br /> * [[Regulator]]<br /> * [[Regulatory]]<br /> * [[Regulatory arbitrage]]<br /> * [[Regulatory capital]]<br /> * [[Regulatory deferral account]]<br /> * [[Regulatory News Service]]<br /> * [[Regulatory risk]]<br /> *[[Regulatory standard]]<br /> * [[Regulatory Technical Standard]] (RTS)<br /> *[[Reporting]]<br /> * [[Reporting on Payment Practices and Performance Regulations]]<br /> * [[Reputational risk]]<br /> * [[Retained EU law]] (REUL)<br /> * [[Rule]]<br /> * [[Rules]]<br /> <br /> * [[Securities Financing Transactions Regulation]] (SFTR)<br /> * [[Securitisation Regulation]]<br /> * [[Self-regulation]]<br /> * [[Self-regulatory organisation]] (SRO)<br /> *[[Standard]]<br /> *[[Standards]]<br /> *[[Supervision]]<br /> * [[Sustainable Finance Disclosure Regulation]] (SFDR)<br /> <br /> * [[Taxonomy Regulation]]<br /> * [[Twin Peaks]]<br /> * [[UK CRR]]<br /> * [[UK EMIR]]<br /> * [[UK GDPR]]<br /> * [[UK MAR]]<br /> * [[UK MiFIR]]<br /> * [[UK Prospectus Regulation]] <br /> * [[UK Securities Financing Transactions Regulation]] (UK SFTR)<br /> <br /> [[Category:Accounting,_tax_and_regulation]]<br /> [[Category:Financial_products_and_markets]]</div>

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