Identified Staff - Revision history

Doug: Mend link.

2024-01-29T00:24:45Z

Mend link.

← Older revision		Revision as of 00:24, 29 January 2024
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	* [[Investment firm]]		* [[Investment firm]]
	* [[Provision]]		* [[Provision]]
	* [[~~Prudent~~]]		* [[Prudence]]
	* [[Regulatory Technical Standard]]		* [[Regulatory Technical Standard]]
	* [[Remuneration]]		* [[Remuneration]]

Doug: Layout.

2024-01-29T00:24:27Z

Layout.

← Older revision		Revision as of 00:24, 29 January 2024
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	Term applied to staff whose professional activities have a material impact on the risk profile of the institution (credit institutions and investment firms).		Term applied to staff whose professional activities have a material impact on the risk profile of the institution (credit institutions and investment firms).


	To ensure that such staff's remuneration is consistent with sound and effective risk management and provide an incentive for prudent and sustainable risk taking, provisions are set out in Articles 92-94 of the [http://ec.europa.eu/finance/bank/regcapital/legislation-in-force/index_en.htm Capital Requirements Directive IV] (CRD IV).		To ensure that such staff's remuneration is consistent with sound and effective risk management and provide an incentive for prudent and sustainable risk taking, provisions are set out in Articles 92-94 of the [http://ec.europa.eu/finance/bank/regcapital/legislation-in-force/index_en.htm Capital Requirements Directive IV] (CRD IV).

	This Regulatory Technical Standard came into force in 2014 as the [http://eur-lex.europa.eu/legal-content/EN/TXT/?uri=uriserv:OJ.L_.2014.167.01.0030.01.ENG Delegated Regulation with regard to Identified Staff].		This Regulatory Technical Standard came into force in 2014 as the [http://eur-lex.europa.eu/legal-content/EN/TXT/?uri=uriserv:OJ.L_.2014.167.01.0030.01.ENG Delegated Regulation with regard to Identified Staff].


	The UK introduced similar provisions in 2010 but uses the term 'Code Staff'.		The UK introduced similar provisions in 2010 but uses the term 'Code Staff'.
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	==See also==		==See also==
	* [[Code Staff]]		* [[Code Staff]]
			* [[Compensation]]
			* [[Credit institution]]
			* [[Incentive]]
			* [[Investment firm]]
			* [[Provision]]
			* [[Prudent]]
	* [[Regulatory Technical Standard]]		* [[Regulatory Technical Standard]]
			* [[Remuneration]]
			* [[Risk management]]

	[[Category:Compliance_and_audit]]		[[Category:Compliance_and_audit]]

imported>Doug Williamson: Create alternative links.

2020-02-27T09:17:47Z

Create alternative links.

← Older revision		Revision as of 09:17, 27 February 2020
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	Term applied to staff whose professional activities have a material impact on the risk profile of the institution (credit institutions and investment firms).		Term applied to staff whose professional activities have a material impact on the risk profile of the institution (credit institutions and investment firms).

	To ensure that such staff's remuneration is consistent with sound and effective risk management and provide an incentive for prudent and sustainable risk taking, provisions are set out in Articles 92-94 of the [http://ec.europa.eu/finance/bank/regcapital/legislation-in-force/index_en.htm Capital Requirements Directive IV] ([[CRD IV]]). This Regulatory Technical Standard ([[RTS]]) came into force in 2014 as the [http://eur-lex.europa.eu/legal-content/EN/TXT/?uri=uriserv:OJ.L_.2014.167.01.0030.01.ENG Delegated Regulation with regard to Identified Staff].		To ensure that such staff's remuneration is consistent with sound and effective risk management and provide an incentive for prudent and sustainable risk taking, provisions are set out in Articles 92-94 of the [http://ec.europa.eu/finance/bank/regcapital/legislation-in-force/index_en.htm Capital Requirements Directive IV] (CRD IV).

	The UK introduced similar provisions in 2010 but uses the term '[[Code Staff]]'.		This Regulatory Technical Standard came into force in 2014 as the [http://eur-lex.europa.eu/legal-content/EN/TXT/?uri=uriserv:OJ.L_.2014.167.01.0030.01.ENG Delegated Regulation with regard to Identified Staff].

			The UK introduced similar provisions in 2010 but uses the term 'Code Staff'.


			==See also==
			* [[Code Staff]]
			* [[Regulatory Technical Standard]]

	[[Category:Compliance_and_audit]]		[[Category:Compliance_and_audit]]

imported>Doug Williamson: Standardised page branding

2015-02-17T10:48:34Z

Standardised page branding

← Older revision		Revision as of 10:48, 17 February 2015
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	''EU''		''EU.''

	Term applied to staff whose professional activities have a material impact on the risk profile of the ~~institutions concerned -~~ credit institutions and investment firms.		Term applied to staff whose professional activities have a material impact on the risk profile of the institution (credit institutions and investment firms).

	~~Such~~ staff's ~~remuneration is subject to provisions that seek to ensure that~~ remuneration is consistent with sound and effective risk management and ~~provides~~ an incentive for prudent and sustainable risk taking as set out in Articles 92 to 94 of the [http://ec.europa.eu/~~internal_market~~/bank/regcapital/~~legislation_in_force_en~~.htm~~#maincontentSec1~~ Capital Requirements Directive IV ([[CRD IV]])]~~. They~~ came into force in 2014 as the ~~Commission's~~ [http://eur-lex.europa.eu/legal-content/EN/TXT/?uri=uriserv:OJ.L_.2014.167.01.0030.01.ENG Delegated Regulation with regard to ~~[[RTS]] on~~ Identified Staff].		To ensure that such staff's remuneration is consistent with sound and effective risk management and provide an incentive for prudent and sustainable risk taking, provisions are set out in Articles 92-94 of the [http://ec.europa.eu/finance/bank/regcapital/legislation-in-force/index_en.htm Capital Requirements Directive IV] ([[CRD IV]]). This Regulatory Technical Standard ([[RTS]]) came into force in 2014 as the [http://eur-lex.europa.eu/legal-content/EN/TXT/?uri=uriserv:OJ.L_.2014.167.01.0030.01.ENG Delegated Regulation with regard to Identified Staff].

	The UK introduced similar provisions in 2010 but ~~using~~ the term "[[Code Staff]]~~". Use of this terminology continue in the UK~~.		The UK introduced similar provisions in 2010 but uses the term '[[Code Staff]]'.

			[[Category:Compliance_and_audit]]

imported>John Grout: To create entry

2015-02-16T12:54:04Z

To create entry

New page

''EU''

Term applied to staff whose professional activities have a material impact on the risk profile of the institutions concerned - credit institutions and investment firms.

Such staff's remuneration is subject to provisions that seek to ensure that remuneration is consistent with sound and effective risk management and provides an incentive for prudent and sustainable risk taking as set out in Articles 92 to 94 of the [http://ec.europa.eu/internal_market/bank/regcapital/legislation_in_force_en.htm#maincontentSec1 Capital Requirements Directive IV ([[CRD IV]])]. They came into force in 2014 as the Commission's [http://eur-lex.europa.eu/legal-content/EN/TXT/?uri=uriserv:OJ.L_.2014.167.01.0030.01.ENG Delegated Regulation with regard to [[RTS]] on Identified Staff].

The UK introduced similar provisions in 2010 but using the term "[[Code Staff]]". Use of this terminology continue in the UK.