PRIIPs Regulation - Revision history

Doug: Layout.

2024-12-24T21:16:14Z

Layout.

← Older revision		Revision as of 21:16, 24 December 2024
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	:<span style="color:#4B0082">'''''FCA's power to replace retail disclosure framework '''''</span>		:<span style="color:#4B0082">'''''FCA's power to replace retail investment disclosure framework '''''</span>

	:"[The UK Consumer Composite Investments (Designated Activities) Regulations] came into force on 22 November 2024.		:"[The UK Consumer Composite Investments (Designated Activities) Regulations] came into force on 22 November 2024.
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	==Other resource==		==Other resource==
	*[https://www.treasurers.org/hub/blog/uk-debt-capital-market-reform-retail-inclusion UK Debt Capital Market Reform & Retail Inclusion – where are we now? - James Leather MCT - December 2024]		*[https://www.treasurers.org/hub/blog/uk-debt-capital-market-reform-retail-inclusion UK Debt Capital Market Reform & Retail Inclusion – where are we now? - James Leather MCT - December 2024]

	~~[[Category:Accounting,_tax_and_regulation]]~~
	~~[[Category:Financial_products_and_markets]]~~
	~~[[Category:Identify_and_assess_risks]]~~
	~~[[Category:Investment]]~~
	~~[[Category:Long_term_funding]]~~
	~~[[Category:Manage_risks]]~~
	~~[[Category:Risk_reporting]]~~
	~~[[Category:Risk_frameworks]]~~
	~~[[Category:The_business_context]]~~

	[[Category:Accounting,_tax_and_regulation]]		[[Category:Accounting,_tax_and_regulation]]

Doug: Update for transition to CCIs.

2024-12-24T21:15:36Z

Update for transition to CCIs.

← Older revision		Revision as of 21:15, 24 December 2024
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	The aim of the PRIIPs Regulation is to help investors to better understand and compare the key features, risk, rewards and costs of different PRIIPs, through access to a Key Information Document (KID).		The aim of the PRIIPs Regulation is to help investors to better understand and compare the key features, risk, rewards and costs of different PRIIPs, through access to a Key Information Document (KID).


			:<span style="color:#4B0082">'''''FCA's power to replace retail disclosure framework '''''</span>

			:"[The UK Consumer Composite Investments (Designated Activities) Regulations] came into force on 22 November 2024.

			:These regulations grant the FCA the power to construct and deliver a new retail disclosure framework for Consumer Composite Investments (CCIs), to replace the UK’s EU inherited PRIIPs regime. "

			:''Association of Corporate Treasurers - James Leather MCT - 19 December 2024.''


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	:Neither of these solutions is particularly attractive and, as part of [its] consultation, the FCA are looking to clarify definitions."		:Neither of these solutions is particularly attractive and, as part of [its] consultation, the FCA are looking to clarify definitions."

	:''Association of Corporate Treasurers - September 2021 Membership newsletter''		:''Association of Corporate Treasurers - September 2021 Membership newsletter.''


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	*[[Bond]]		*[[Bond]]
	*[[Change of control put]]		*[[Change of control put]]
	* [[Consumer Composite Investments]] (CCIs)		* [[Consumer Composite Investments]] (CCIs)
			*[[Debt capital market]] (DCM)
	*[[European Union]]		*[[European Union]]
	*[[Financial Conduct Authority]] (FCA)		*[[Financial Conduct Authority]] (FCA)
			*[[Framework]]
	*[[Issuer call]]		*[[Issuer call]]
	*[[Key Information Document]] (KID)		*[[Key Information Document]] (KID)
	*[[Make whole]]		*[[Make whole]]
	*[[PRIIP]]		*[[PRIIP]]
			*[[Regime]]
	*[[Regulation]]		*[[Regulation]]
	*[[Retail]]		*[[Retail]]
	* [[Retail bond]]		* [[Retail bond]]
			* [[Retail inclusion]]
			* [[UK Consumer Composite Investments (Designated Activities) Regulations 2024]]


			==Other resource==
			*[https://www.treasurers.org/hub/blog/uk-debt-capital-market-reform-retail-inclusion UK Debt Capital Market Reform & Retail Inclusion – where are we now? - James Leather MCT - December 2024]

			[[Category:Accounting,_tax_and_regulation]]
			[[Category:Financial_products_and_markets]]
			[[Category:Identify_and_assess_risks]]
			[[Category:Investment]]
			[[Category:Long_term_funding]]
			[[Category:Manage_risks]]
			[[Category:Risk_reporting]]
			[[Category:Risk_frameworks]]
			[[Category:The_business_context]]

	[[Category:Accounting,_tax_and_regulation]]		[[Category:Accounting,_tax_and_regulation]]

Doug: Update for replacement in UK by CCIs.

2024-12-24T20:55:33Z

Update for replacement in UK by CCIs.

← Older revision		Revision as of 20:55, 24 December 2024
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	:<span style="color:#4B0082">'''''FCA consultation on PRIIPs Regulation '''''</span>		:<span style="color:#4B0082">'''''FCA consultation on PRIIPs Regulation '''''</span>


	:"For many corporate bond issuers, it is not clear whether they fall within the scope of the PRIIPs Regulation.		:"For many corporate bond issuers, it is not clear whether they fall within the scope of the PRIIPs Regulation.
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	*[[Bond]]		*[[Bond]]
	*[[Change of control put]]		*[[Change of control put]]
			* [[Consumer Composite Investments]] (CCIs)
	*[[European Union]]		*[[European Union]]
	*[[Financial Conduct Authority]] (FCA)		*[[Financial Conduct Authority]] (FCA)

Doug: Add link.

2024-01-29T15:56:56Z

Add link.

← Older revision		Revision as of 15:56, 29 January 2024
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	*[[Regulation]]		*[[Regulation]]
	*[[Retail]]		*[[Retail]]
			* [[Retail bond]]

	[[Category:Accounting,_tax_and_regulation]]		[[Category:Accounting,_tax_and_regulation]]
	[[Category:~~The_business_context~~]]		[[Category:Financial_products_and_markets]]
	[[Category:~~Corporate_finance~~]]		[[Category:Identify_and_assess_risks]]
	[[Category:Investment]]		[[Category:Investment]]
	[[Category:Long_term_funding]]		[[Category:Long_term_funding]]
	~~[[Category:Identify_and_assess_risks]]~~
	[[Category:Manage_risks]]		[[Category:Manage_risks]]
			[[Category:Risk_reporting]]
	[[Category:Risk_frameworks]]		[[Category:Risk_frameworks]]
	[[Category:~~Risk_reporting]]~~		[[Category:The_business_context]]
	~~[[Category:Financial_products_and_markets~~]]

imported>Doug Williamson: Create page. Sources: ACT Membership Newsletter Sep 2021 - FCA webpage - https://www.fca.org.uk/firms/priips-disclosure-key-information-documents

2021-09-10T22:52:43Z

Create page. Sources: ACT Membership Newsletter Sep 2021 - FCA webpage - https://www.fca.org.uk/firms/priips-disclosure-key-information-documents

New page

''Retail investor protection - UK - Financial Conduct Authority - European Union.''

Abbreviation for the Packaged Retail and Insurance-based Investment Products Regulation that has applied in the UK since 1 January 2018.

The aim of the PRIIPs Regulation is to help investors to better understand and compare the key features, risk, rewards and costs of different PRIIPs, through access to a Key Information Document (KID).

:<span style="color:#4B0082">'''''FCA consultation on PRIIPs Regulation '''''</span>

:"For many corporate bond issuers, it is not clear whether they fall within the scope of the PRIIPs Regulation.

:Evidence collected by the FCA identified a particular problem in relation to debt securities which are not necessarily complex but include commonly used features such as issuer calls (make whole) and change of control puts.

:Arguably, these features trigger the PRIIPs regulations and therefore issuers either produce a KID or, more commonly, make the offering ineligible to retail investors.

:Neither of these solutions is particularly attractive and, as part of [its] consultation, the FCA are looking to clarify definitions."

:''Association of Corporate Treasurers - September 2021 Membership newsletter''

== See also ==

*[[Bond]]
*[[Change of control put]]
*[[European Union]]
*[[Financial Conduct Authority]] (FCA)
*[[Issuer call]]
*[[Key Information Document]] (KID)
*[[Make whole]]
*[[PRIIP]]
*[[Regulation]]
*[[Retail]]

[[Category:Accounting,_tax_and_regulation]]
[[Category:The_business_context]]
[[Category:Corporate_finance]]
[[Category:Investment]]
[[Category:Long_term_funding]]
[[Category:Identify_and_assess_risks]]
[[Category:Manage_risks]]
[[Category:Risk_frameworks]]
[[Category:Risk_reporting]]
[[Category:Financial_products_and_markets]]