Supervision - Revision history

Doug: Remove link to former Financial Services Authority.

2025-03-02T21:41:42Z

Remove link to former Financial Services Authority.

← Older revision		Revision as of 21:41, 2 March 2025
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	* [[Financial intermediary]]		* [[Financial intermediary]]
	* [[Financial services]]		* [[Financial services]]
	* [[Financial Services Authority]] (FSA)
	* [[Financial stability]]		* [[Financial stability]]
	*[[Framework]]		*[[Framework]]

Doug: Layout.

2024-06-05T09:57:14Z

Layout.

← Older revision		Revision as of 09:57, 5 June 2024
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	1. ''Financial services regulation and oversight.''		1. ''Financial services regulation and oversight.''

	Supervision is a key element the prudential regulation and oversight of banks and similar financial firms.		Supervision is a key element in the prudential regulation and oversight of banks and similar financial firms.

Doug: Layout.

2024-06-04T18:57:00Z

Layout.

← Older revision		Revision as of 18:57, 4 June 2024
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	Supervision is a key element the prudential regulation and oversight of banks and similar financial firms.		Supervision is a key element the prudential regulation and oversight of banks and similar financial firms.


	Regulation is the most detailed structure and activity, focussing on individual firms.		Regulation is the most detailed structure and activity, focussing on individual firms.

Doug: Add link.

2024-06-04T18:51:16Z

Add link.

← Older revision		Revision as of 18:51, 4 June 2024
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	* [[Financial Conduct Authority]] (FCA)		* [[Financial Conduct Authority]] (FCA)
	* [[Financial intermediary]]		* [[Financial intermediary]]
			* [[Financial services]]
	* [[Financial Services Authority]] (FSA)		* [[Financial Services Authority]] (FSA)
	* [[Financial stability]]		* [[Financial stability]]

Doug: Add definition - source - Linked pages.

2024-06-04T16:00:29Z

Add definition - source - Linked pages.

← Older revision		Revision as of 16:00, 4 June 2024
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	1. ''Financial services regulation.''		1. ''Financial services regulation and oversight.''

	Supervision is the prudential regulation and oversight of banks and similar financial firms.		Supervision is a key element the prudential regulation and oversight of banks and similar financial firms.

			Regulation is the most detailed structure and activity, focussing on individual firms.

			Supervision is a higher-level activity than regulation, with a greater emphasis on groups of similar firms, and entire markets.

			Oversight is the highest-level work, with even greater emphasis on the bigger picture, entire markets and related markets.


	2. ''Professional standards - conduct - regulation - oversight.''		2. ''Professional standards - conduct - regulation - oversight.''

			Similar activities and structures in other sectors.


			3. ''Personal professional standards - continuing professional development - individuals.''
	3. ''~~Professional~~ standards - individuals.''

	A structured process and relationship between a professional supervisee and a more senior and experienced member of the profession - the supervisor - to facilitate continuing personal and professional development of the supervisee.		A structured process and relationship between a professional supervisee and a more senior and experienced member of the profession - the supervisor - to facilitate continuing personal and professional development of the supervisee.
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	*[[Competence]]		*[[Competence]]
	*[[Compliance]]		*[[Compliance]]
	* [[Continuing professional development]]		* [[Conduct]]
			* [[Continuing professional development]] (CPD)
	* [[Contract]]		* [[Contract]]
	* [[Credit]]		* [[Credit]]
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	*[[Enforcement]]		*[[Enforcement]]
	*[[Ethics]]		*[[Ethics]]
	* [[European Banking Authority]]		* [[European Banking Authority]] (EBA)
	* [[European Central Bank]]		* [[European Central Bank]] (ECB)
	* [[European System of Financial Supervision]]		* [[European System of Financial Supervision]]
	* [[Federal Reserve System]]		* [[Federal Reserve System]]
	* [[Financial Conduct Authority]]		* [[Financial Conduct Authority]] (FCA)
	* [[Financial intermediary]]		* [[Financial intermediary]]
	* [[Financial Services Authority]]		* [[Financial Services Authority]] (FSA)
	* [[Financial stability]]		* [[Financial stability]]
	*[[Framework]]		*[[Framework]]

Doug: Add links.

2024-05-30T12:27:45Z

Add links.

← Older revision		Revision as of 12:27, 30 May 2024
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	2. ''Professional standards.''		2. ''Professional standards - conduct - regulation - oversight.''




			3. ''Professional standards - individuals.''

	A structured process and relationship between a professional supervisee and a more senior and experienced member of the profession - the supervisor - to facilitate continuing personal and professional development of the supervisee.		A structured process and relationship between a professional supervisee and a more senior and experienced member of the profession - the supervisor - to facilitate continuing personal and professional development of the supervisee.



	== See also ==		== See also ==
			* [[Association for Professional Executive Coaching and Supervision]]
	* [[Australian Financial Regulation]]		* [[Australian Financial Regulation]]
	* [[Bank]]		* [[Bank]]
	* [[Bank of England]]		* [[Bank of England]]
	* [[Bank supervision]]		* [[Bank supervision]]
			* [[Basel Committee on Banking Supervision]] (BCBS)
	* [[Basel III]]		* [[Basel III]]
	*[[Best practice]]		*[[Best practice]]
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	* [[European Banking Authority]]		* [[European Banking Authority]]
	* [[European Central Bank]]		* [[European Central Bank]]
			* [[European System of Financial Supervision]]
	* [[Federal Reserve System]]		* [[Federal Reserve System]]
	* [[Financial Conduct Authority]]		* [[Financial Conduct Authority]]
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	* [[Legislation]]		* [[Legislation]]
	* [[Non-bank financial intermediaries]] (NBFIs)		* [[Non-bank financial intermediaries]] (NBFIs)
			* [[Office for Professional Body Anti-Money Laundering Supervision]]
			* [[Oversight]]
	*[[Principle]]		*[[Principle]]
	* [[Prudential]]		* [[Prudential]]
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	*[[Standards]]		*[[Standards]]
	* [[Structured finance]]		* [[Structured finance]]
			* [[Supervision Committee of the FRC]] - UK
	* [[Supervisor]]		* [[Supervisor]]
	* [[Supervisory college]]		* [[Supervisory college]]

Doug: Remove surplus links.

2024-02-05T00:22:30Z

Remove surplus links.

← Older revision		Revision as of 00:22, 5 February 2024
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	* [[Resolution Authority]]		* [[Resolution Authority]]
	*[[Rules]]		*[[Rules]]
	* [[Shadow bank]]
	* [[Shadow banking]]
	* [[Solvency II]]		* [[Solvency II]]
	*[[Standards]]		*[[Standards]]

Doug: Add link.

2024-02-04T21:41:59Z

Add link.

← Older revision		Revision as of 21:41, 4 February 2024
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	== See also ==		== See also ==
	* [[Australian Financial Regulation]]		* [[Australian Financial Regulation]]
			* [[Bank]]
	* [[Bank of England]]		* [[Bank of England]]
	* [[Bank supervision]]		* [[Bank supervision]]
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	*[[Best practice]]		*[[Best practice]]
	* [[Boilerplate]]		* [[Boilerplate]]
			* [[Broker-dealer]]
	* [[Capital adequacy]]		* [[Capital adequacy]]
	*[[Code]]		*[[Code]]
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	* [[Continuing professional development]]		* [[Continuing professional development]]
	* [[Contract]]		* [[Contract]]
			* [[Credit]]
	*[[Directive]]		*[[Directive]]
	*[[Enforcement]]		*[[Enforcement]]
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	* [[Federal Reserve System]]		* [[Federal Reserve System]]
	* [[Financial Conduct Authority]]		* [[Financial Conduct Authority]]
			* [[Financial intermediary]]
	* [[Financial Services Authority]]		* [[Financial Services Authority]]
	* [[Financial stability]]		* [[Financial stability]]
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	* [[Host supervisor]]		* [[Host supervisor]]
	* [[Intensity]]		* [[Intensity]]
			* [[Intermediation]]
	* [[Jurisdiction]]		* [[Jurisdiction]]
	*[[Law]]		*[[Law]]
	* [[Legislation]]		* [[Legislation]]
			* [[Non-bank financial intermediaries]] (NBFIs)
	*[[Principle]]		*[[Principle]]
	* [[Prudential]]		* [[Prudential]]
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	* [[Resolution Authority]]		* [[Resolution Authority]]
	*[[Rules]]		*[[Rules]]
			* [[Shadow bank]]
			* [[Shadow banking]]
	* [[Solvency II]]		* [[Solvency II]]
	*[[Standards]]		*[[Standards]]
			* [[Structured finance]]
	* [[Supervisor]]		* [[Supervisor]]
	* [[Supervisory college]]		* [[Supervisory college]]
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	[[Category:Accounting,_tax_and_regulation]]		[[Category:Accounting,_tax_and_regulation]]
	~~[[Category:The_business_context]]~~
	[[Category:Identify_and_assess_risks]]		[[Category:Identify_and_assess_risks]]
	[[Category:Manage_risks]]		[[Category:Manage_risks]]
			[[Category:Risk_reporting]]
	[[Category:Risk_frameworks]]		[[Category:Risk_frameworks]]
	[[Category:~~Risk_reporting~~]]		[[Category:The_business_context]]

imported>Doug Williamson: Add links.

2023-04-24T23:56:56Z

Add links.

← Older revision		Revision as of 23:56, 24 April 2023
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	* [[Bank supervision]]		* [[Bank supervision]]
	* [[Basel III]]		* [[Basel III]]
			*[[Best practice]]
			* [[Boilerplate]]
	* [[Capital adequacy]]		* [[Capital adequacy]]
			*[[Code]]
			*[[Competence]]
			*[[Compliance]]
	* [[Continuing professional development]]		* [[Continuing professional development]]
			* [[Contract]]
			*[[Directive]]
			*[[Enforcement]]
			*[[Ethics]]
	* [[European Banking Authority]]		* [[European Banking Authority]]
	* [[European Central Bank]]		* [[European Central Bank]]
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	* [[Financial Services Authority]]		* [[Financial Services Authority]]
	* [[Financial stability]]		* [[Financial stability]]
			*[[Framework]]
			*[[Good practice]]
			*[[Governance]]
			*[[Guidance]]
	* [[Home supervisor]]		* [[Home supervisor]]
	* [[Host supervisor]]		* [[Host supervisor]]
	* [[Intensity]]		* [[Intensity]]
			* [[Jurisdiction]]
			*[[Law]]
			* [[Legislation]]
			*[[Principle]]
	* [[Prudential]]		* [[Prudential]]
	* [[Prudential Regulation Authority]]		* [[Prudential Regulation Authority]]
			*[[Red tape]]
			* [[Regime]]
	* [[Regulation]]		* [[Regulation]]
			*[[Reporting]]
			*[[Reputational risk]]
	* [[Resolution Authority]]		* [[Resolution Authority]]
			*[[Rules]]
	* [[Solvency II]]		* [[Solvency II]]
			*[[Standards]]
	* [[Supervisor]]		* [[Supervisor]]
	* [[Supervisory college]]		* [[Supervisory college]]
			* [[Tax]]
	* [[Twin Peaks]]		* [[Twin Peaks]]

imported>Doug Williamson: Add link.

2022-09-20T17:30:29Z

Add link.

← Older revision		Revision as of 17:30, 20 September 2022
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	* [[Home supervisor]]		* [[Home supervisor]]
	* [[Host supervisor]]		* [[Host supervisor]]
			* [[Intensity]]
	* [[Prudential]]		* [[Prudential]]
	* [[Prudential Regulation Authority]]		* [[Prudential Regulation Authority]]