Badges of trade and Client Assets Sourcebook: Difference between pages
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Sets out provisions required by the UK Financial Conduct Authority ([[FCA]]) relating to the safeguarding of client assets from investment business in the hands of financial firms. | |||
[[Category: | ==See also== | ||
* [[Assets Under Management]] | |||
[[Category:Compliance_and_audit]] |
Revision as of 11:38, 14 January 2015
(UK).
Sets out provisions required by the UK Financial Conduct Authority (FCA) relating to the safeguarding of client assets from investment business in the hands of financial firms.