Badges of trade and Client Assets Sourcebook: Difference between pages

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imported>Doug Williamson
(Layout.)
 
imported>Doug Williamson
(Update entry: Added expansion of acronym FCA for clarity (therr are two definitions) and added see also)
 
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''Tax.''  
''(UK).''


Elements of a transaction or of a series of transactions which identify whether or not trading is taking place for tax purposes.
Sets out provisions required by the UK Financial Conduct Authority ([[FCA]]) relating to the safeguarding of client assets from investment business in the hands of financial firms.




== See also ==
* [[Trade]]


[[Category:Accounting,_tax_and_regulation]]
==See also==
 
* [[Assets Under Management]]
 
[[Category:Compliance_and_audit]]

Revision as of 11:38, 14 January 2015

(UK).

Sets out provisions required by the UK Financial Conduct Authority (FCA) relating to the safeguarding of client assets from investment business in the hands of financial firms.


See also