Client Assets Sourcebook

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Revision as of 11:38, 14 January 2015 by imported>Doug Williamson (Update entry: Added expansion of acronym FCA for clarity (therr are two definitions) and added see also)
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(UK).

Sets out provisions required by the UK Financial Conduct Authority (FCA) relating to the safeguarding of client assets from investment business in the hands of financial firms.


See also