Client Assets Sourcebook: Difference between revisions

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''Regulation - UK.''
''Regulation - UK.''


Sets out provisions required by the UK Financial Conduct Authority ([[FCA]]) relating to the safeguarding of client assets from investment business in the hands of financial firms.
Sets out provisions required by the UK Financial Conduct Authority (FCA) relating to the safeguarding of client assets from investment business in the hands of financial firms.




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* [[Assets Under Management]]
* [[Assets Under Management]]
* [[Financial Conduct Authority]]
* [[Regulation]]
* [[Regulation]]



Latest revision as of 15:55, 24 December 2019

Regulation - UK.

Sets out provisions required by the UK Financial Conduct Authority (FCA) relating to the safeguarding of client assets from investment business in the hands of financial firms.


See also