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imported>Doug Williamson |
imported>Doug Williamson |
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| Politically Exposed Person.
| | ''Financial conduct''. |
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| This is an aspect of 'know your customer' principles, requiring financial intermediaries and others engaged in financial transactions to rigorously check their customers’ identities.
| | Payment for Order Flow. |
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| For example, a 'politically exposed person' could be a government official or other official, particularly if working for a known corrupt jurisdiction.
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| | ==See also== |
| | *[[Conduct]] |
| | *[[Financial Conduct Authority]] |
| | *[[Payment for Order Flow]] |
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| == See also ==
| | [[Category:Compliance_and_audit]] |
| * [[Dodd-Frank]]
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| * [[EMIR]]
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| * [[FATCA]]
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| * [[Know-your-customer]]
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| * [[KY3P]]
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| * [[MiFID]]
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| * [[Money laundering]]
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| == Other resource==
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| [[Media:2015_03_Mar_-_Squeaky_clean.pdf| Squeaky Clean, The Treasurer, 2015 student article on anti money laundering implications for corporate treasurers.]]
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Latest revision as of 13:13, 21 August 2018
Financial conduct.
Payment for Order Flow.
See also
