Financial Industry Regulatory Authority

From ACT Wiki

Revision as of 10:46, 16 August 2017 by imported>Doug Williamson (Link with NASDAQ.)

(diff) ← Older revision | Latest revision (diff) | Newer revision → (diff)

Jump to navigation Jump to search

(FINRA).

US.

A non-governmental regulatory body of the broker-dealer industry.

See also

Retrieved from ‘https://wiki.treasurers.org/w/index.php?title=Financial_Industry_Regulatory_Authority&oldid=20692’

Navigation menu