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imported>Doug Williamson |
imported>Administrator |
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| ''Corporate governance and risk management'' | | ''Law.'' |
| | Signing another person's name to any document or altering or falsifying documents. |
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| | * [[Fraud]] |
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| The risk that an organisation or an individual may behave unethically, illegally, or contrary to the organisation's or the market's codes of practice.
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| 2.
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| The adverse consequences of such a breach.
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| <span style="color:#4B0082">'''''$375bn in conduct fines'''''</span>
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| :"Conduct risk is now systemic in scale.
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| :In the past five years, banks globally have paid some $375bn in conduct fines, and misconduct has damaged trust in financial services.
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| :Identifying malpractice techniques is the essential first step to forestalling them, in particular if there is a limited core group of identifiable practices."
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| :''The Treasurer magazine, September/October 2017, p37 - Gerry Harvey, chief executive of the FICC Markets Standards Board (FMSB).''
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| ==See also==
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| * [[ACT Ethical Code]]
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| * [[Code of conduct]]
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| * [[Code of practice]]
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| * [[Conduct]]
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| * [[Corporate governance]]
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| * [[Financial Conduct Authority]]
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| * [[Fixed Income, Currencies and Commodities Markets Standards Board]] (FMSB)
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| * [[Front-running]]
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| * [[Layering]]
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| * [[Market corners]]
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| * [[Ramping]]
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| * [[Risk management]]
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| * [[Spoofing]]
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| * [[Squeeze]]
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| *[[Systemic risk]]
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| * [[Wash trading]]
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| [[Category:Corporate_finance]]
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| [[Category:Financial_risk_management]]
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Revision as of 14:19, 23 October 2012
Law.
Signing another person's name to any document or altering or falsifying documents.
See also
