Capital gain and Conduct risk: Difference between pages

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''Italic text''#A realised increase in the value of a capital asset, as when a security, commodity or any other asset is sold for more than the price at which it was purchased.
''Corporate governance and risk management''
#''Tax.'' The amount of the realised increase in the value of a capital asset, as calculated for tax purposes.  In the UK individuals and partnerships are liable to Capital Gains Tax on their capital gains, while companies are liable to Corporation Tax on their 'chargeable gains'.


1.


== See also ==
The risk that an organisation or an individual may behave unethically, illegally, or contrary to the organisation's or the market's codes of practice.
* [[Capital asset pricing model]]
* [[Capital Gains Tax]]
* [[Chargeable gain]]
* [[Rebasing]]


[[Category:Accounting,_tax_and_regulation]]
 
2.
 
The adverse consequences of such a breach.
 
 
<span style="color:#4B0082">'''''$375bn in conduct fines'''''</span>
 
:"Conduct risk is now systemic in scale.
 
:In the past five years, banks globally have paid some $375bn in conduct fines, and misconduct has damaged trust in financial services.
 
:Identifying malpractice techniques is the essential first step to forestalling them, in particular if there is a limited core group of identifiable practices."
 
 
:''The Treasurer magazine, September/October 2017, p37 - Gerry Harvey, chief executive of the FICC Markets Standards Board (FMSB).''
 
 
==See also==
* [[ACT Ethical Code]]
* [[Code of conduct]]
* [[Code of practice]]
* [[Conduct]]
* [[Corporate governance]]
* [[Financial Conduct Authority]]
* [[FMSB]]
* [[Front-running]]
* [[Layering]]
* [[Market corners]]
* [[Ramping]]
* [[Risk management]]
* [[Spoofing]]
* [[Squeeze]]
* [[Wash trading]]

Revision as of 08:33, 3 October 2017

Corporate governance and risk management

1.

The risk that an organisation or an individual may behave unethically, illegally, or contrary to the organisation's or the market's codes of practice.


2.

The adverse consequences of such a breach.


$375bn in conduct fines

"Conduct risk is now systemic in scale.
In the past five years, banks globally have paid some $375bn in conduct fines, and misconduct has damaged trust in financial services.
Identifying malpractice techniques is the essential first step to forestalling them, in particular if there is a limited core group of identifiable practices."


The Treasurer magazine, September/October 2017, p37 - Gerry Harvey, chief executive of the FICC Markets Standards Board (FMSB).


See also

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