Conduct risk and Corporate action: Difference between pages

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imported>Doug Williamson
(Create page. Source: The Treasurer, September 2017, p36.)
 
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''Corporate governance and risk management''
''Companies - listed companies.''


1.
A corporate action is something decided, or done, by a company that may affect the shares, bonds or other securities issued by it.


The risk that an organisation or an individual may behave unethically, illegally, or contrary to the organisation's or the market's codes of practice.
Examples include dividends, acquisitions, mergers and disposals.


2.


The adverse consequences of such a breach.
Listed companies must announce their corporate actions to the whole market simultaneously.




==See also==
== See also ==
* [[ACT Ethical Code]]
* [[Acquisition]]
* [[Code of conduct]]
* [[Actor]]
* [[Code of practice]]
* [[Bad actor]]
* [[Conduct]]
* [[Bond]]
* [[Corporate governance]]
* [[Company]]
* [[Financial Conduct Authority]]
* [[Corporate]]
* [[Risk management]]
* [[Deal]]
* [[Dividend]]
* [[Economic actor]]
* [[Listed company]]
* [[Merger]]
* [[Regulatory News Service]]
* [[Security]]
* [[Share]]
 
[[Category:Accounting,_tax_and_regulation]]
[[Category:The_business_context]]
[[Category:Corporate_finance]]
[[Category:Intercompany_funding]]
[[Category:Investment]]
[[Category:Long_term_funding]]
[[Category:Compliance_and_audit]]
[[Category:Ethics]]
[[Category:Identify_and_assess_risks]]
[[Category:Manage_risks]]
[[Category:Risk_frameworks]]
[[Category:Risk_reporting]]
[[Category:Financial_products_and_markets]]

Revision as of 20:31, 4 September 2022

Companies - listed companies.

A corporate action is something decided, or done, by a company that may affect the shares, bonds or other securities issued by it.

Examples include dividends, acquisitions, mergers and disposals.


Listed companies must announce their corporate actions to the whole market simultaneously.


See also