Oversight: Difference between revisions
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1. ''Financial services regulation and supervision.'' | 1. ''Financial services regulation and supervision.'' | ||
Oversight is a key element the prudential regulation and supervision of banks and similar financial firms. | Oversight is a key element in the prudential regulation and supervision of banks and similar financial firms. | ||
Regulation is the most detailed structure and activity, focussing on individual firms. | Regulation is the most detailed structure and activity, focussing on individual firms. | ||
Supervision is a higher-level activity than regulation, with a greater emphasis on groups of similar firms, and entire markets. | Supervision is a higher-level activity than regulation, with a greater emphasis on groups of similar firms, and entire markets. | ||
| Line 28: | Line 29: | ||
*[[Compliance]] | *[[Compliance]] | ||
* [[Conduct]] | * [[Conduct]] | ||
* [[Conduct Committee]] | |||
*[[Enforcement]] | *[[Enforcement]] | ||
*[[Ethics]] | *[[Ethics]] | ||
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* [[Financial intermediary]] | * [[Financial intermediary]] | ||
* [[Financial services]] | * [[Financial services]] | ||
* [[Financial stability]] | * [[Financial stability]] | ||
* [[Financial Stability Oversight Council]] | * [[Financial Stability Oversight Council]] | ||
| Line 51: | Line 52: | ||
* [[Legislation]] | * [[Legislation]] | ||
* [[Oversight of payment systems]] | * [[Oversight of payment systems]] | ||
* [[Prudential]] | * [[Prudential]] | ||
* [[Prudential Regulation Authority]] | * [[Prudential Regulation Authority]] | ||
Latest revision as of 21:44, 2 March 2025
1. Financial services regulation and supervision.
Oversight is a key element in the prudential regulation and supervision of banks and similar financial firms.
Regulation is the most detailed structure and activity, focussing on individual firms.
Supervision is a higher-level activity than regulation, with a greater emphasis on groups of similar firms, and entire markets.
Oversight is the highest-level work, with even greater emphasis on the bigger picture, entire markets and related markets.
2. Professional standards - conduct - regulation - oversight.
Similar activities and structures in other sectors.
See also
- Association for Professional Executive Coaching and Supervision
- Australian Financial Regulation
- Bank
- Bank of England
- Bank supervision
- Basel Committee on Banking Supervision (BCBS)
- Basel III
- Best practice
- Capital adequacy
- Code
- Compliance
- Conduct
- Conduct Committee
- Enforcement
- Ethics
- European Banking Authority (EBA)
- European Central Bank (ECB)
- European System of Financial Supervision
- Federal Reserve System
- Financial Conduct Authority (FCA)
- Financial intermediary
- Financial services
- Financial stability
- Financial Stability Oversight Council
- Firm
- Framework
- Good practice
- Governance
- Guidance
- Joint Regulatory Oversight Committee
- Jurisdiction
- Law
- Legal Entity Identifier Regulatory Oversight Committee
- Legislation
- Oversight of payment systems
- Prudential
- Prudential Regulation Authority
- Public Company Accounting Oversight Board
- Red tape
- Regime
- Regulation
- Reporting
- Standards
- Supervision
- Supervision Committee of the FRC - UK
- Supervisor
- Supervisory college
- Twin Peaks
