Oversight: Difference between revisions
From ACT Wiki
Jump to navigationJump to search
(Layout.) |
(Update for replacement of Professional Oversight Board by the Conduct Committee.) |
||
| Line 29: | Line 29: | ||
*[[Compliance]] | *[[Compliance]] | ||
* [[Conduct]] | * [[Conduct]] | ||
* [[Conduct Committee]] | |||
*[[Enforcement]] | *[[Enforcement]] | ||
*[[Ethics]] | *[[Ethics]] | ||
| Line 52: | Line 53: | ||
* [[Legislation]] | * [[Legislation]] | ||
* [[Oversight of payment systems]] | * [[Oversight of payment systems]] | ||
* [[Prudential]] | * [[Prudential]] | ||
* [[Prudential Regulation Authority]] | * [[Prudential Regulation Authority]] | ||
Revision as of 21:18, 1 March 2025
1. Financial services regulation and supervision.
Oversight is a key element in the prudential regulation and supervision of banks and similar financial firms.
Regulation is the most detailed structure and activity, focussing on individual firms.
Supervision is a higher-level activity than regulation, with a greater emphasis on groups of similar firms, and entire markets.
Oversight is the highest-level work, with even greater emphasis on the bigger picture, entire markets and related markets.
2. Professional standards - conduct - regulation - oversight.
Similar activities and structures in other sectors.
See also
- Association for Professional Executive Coaching and Supervision
- Australian Financial Regulation
- Bank
- Bank of England
- Bank supervision
- Basel Committee on Banking Supervision (BCBS)
- Basel III
- Best practice
- Capital adequacy
- Code
- Compliance
- Conduct
- Conduct Committee
- Enforcement
- Ethics
- European Banking Authority (EBA)
- European Central Bank (ECB)
- European System of Financial Supervision
- Federal Reserve System
- Financial Conduct Authority (FCA)
- Financial intermediary
- Financial services
- Financial Services Authority (FSA)
- Financial stability
- Financial Stability Oversight Council
- Firm
- Framework
- Good practice
- Governance
- Guidance
- Joint Regulatory Oversight Committee
- Jurisdiction
- Law
- Legal Entity Identifier Regulatory Oversight Committee
- Legislation
- Oversight of payment systems
- Prudential
- Prudential Regulation Authority
- Public Company Accounting Oversight Board
- Red tape
- Regime
- Regulation
- Reporting
- Standards
- Supervision
- Supervision Committee of the FRC - UK
- Supervisor
- Supervisory college
- Twin Peaks
