Bad actor: Difference between revisions
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* [[Ethics]] | * [[Ethics]] | ||
* [[Fraud]] | * [[Fraud]] | ||
* [[Geopolitical risk]] | |||
* [[Jurisdiction]] | * [[Jurisdiction]] | ||
* [[Money laundering]] | * [[Money laundering]] | ||
* [[Political risk]] | * [[Political risk]] | ||
* [[Private placement]] | * [[Private placement]] | ||
* [[Rogue actor]] | |||
* [[Securities and Exchange Commission]] | * [[Securities and Exchange Commission]] | ||
Latest revision as of 11:42, 8 December 2021
1. United States - Securities and Exchange Commission.
An individual guilty of certain criminal offences or regulatory breaches, who is prohibited from participating in private placement offerings.
2. Finance - financial markets - company law - criminal law - ethics.
Any person or entity guilty of criminal or unethical behaviour in a financial context.
3. Politics.
More broadly, any participant in an illegal, harmful or morally wrong act or process, within a region or jurisdiction, or globally.
