CASS RP: Difference between revisions
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imported>Doug Williamson (Amend to 'Assets'. Source: FS handbook: http://fshandbook.info/FS/html/handbook/CASS) |
imported>Doug Williamson m (Added space before see also) |
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The [[FCA]]'s CASS RP contains documents and records (for example the latest client money reconciliations and a list of custodians where custody assets are held) that would help an [[Insolvency practitioner]] return client assets more quickly should an investment firm fail. | The [[FCA]]'s CASS RP contains documents and records (for example the latest client money reconciliations and a list of custodians where custody assets are held) that would help an [[Insolvency practitioner]] return client assets more quickly should an investment firm fail. | ||
==See also== | ==See also== | ||
* [[Client Assets Sourcebook]] | * [[Client Assets Sourcebook]] | ||
[[Category: | [[Category:Compliance_and_audit]] |
Revision as of 17:22, 13 August 2014
(UK).
Client Assets Sourcebook Resolution Pack.
The FCA's CASS RP contains documents and records (for example the latest client money reconciliations and a list of custodians where custody assets are held) that would help an Insolvency practitioner return client assets more quickly should an investment firm fail.