Bad actor: Difference between revisions
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imported>Doug Williamson (Create page. Sources: Linked pages.) |
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* [[Political risk]] | * [[Political risk]] | ||
* [[Private placement]] | * [[Private placement]] | ||
* [[Rogue actor]] | |||
* [[Securities and Exchange Commission]] | * [[Securities and Exchange Commission]] | ||
Revision as of 11:26, 8 December 2021
1. United States - Securities and Exchange Commission.
An individual guilty of certain criminal offences or regulatory breaches, who is prohibited from participating in private placement offerings.
2. Finance - financial markets - company law - criminal law - ethics.
Any person or entity guilty of criminal or unethical behaviour in a financial context.
3. Politics.
More broadly, any participant in an illegal, harmful or morally wrong act or process, within a region or jurisdiction, or globally.
