Client Assets Sourcebook: Difference between revisions
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Sets out provisions required by the UK [[FCA]] relating to the safeguarding of client assets from investment business in the hands of financial firms. | Sets out provisions required by the UK [[FCA]] relating to the safeguarding of client assets from investment business in the hands of financial firms. | ||
[[Category:Compliance_and_audit]] | |||
Revision as of 13:30, 12 August 2014
(UK).
Sets out provisions required by the UK FCA relating to the safeguarding of client assets from investment business in the hands of financial firms.
