Client Assets Sourcebook: Difference between revisions
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imported>Doug Williamson (Categorise page and standardise punctuation.) |
imported>Doug Williamson (Update entry: Added expansion of acronym FCA for clarity (therr are two definitions) and added see also) |
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Sets out provisions required by the UK [[FCA]] relating to the safeguarding of client assets from investment business in the hands of financial firms. | Sets out provisions required by the UK Financial Conduct Authority ([[FCA]]) relating to the safeguarding of client assets from investment business in the hands of financial firms. | ||
==See also== | |||
* [[Assets Under Management]] | |||
[[Category:Compliance_and_audit]] | [[Category:Compliance_and_audit]] | ||
Revision as of 11:38, 14 January 2015
(UK).
Sets out provisions required by the UK Financial Conduct Authority (FCA) relating to the safeguarding of client assets from investment business in the hands of financial firms.
