Client Assets Sourcebook

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Revision as of 13:30, 12 August 2014 by imported>Doug Williamson (Categorise page and standardise punctuation.)

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(UK).

Sets out provisions required by the UK FCA relating to the safeguarding of client assets from investment business in the hands of financial firms.

Retrieved from ‘https://wiki.treasurers.org/w/index.php?title=Client_Assets_Sourcebook&oldid=9701’

Compliance and audit

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