MiFID: Difference between revisions
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imported>Doug Williamson (Link with new OTF page. Source: ESMA consultation document on MiFID II: http://www.esma.europa.eu/system/files/2014-549_-_consultation_paper_mifid_ii_-_mifir.pdf) |
imported>Doug Williamson (Link with other regulations pages.) |
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* [[MiFID II]] | * [[MiFID II]] | ||
* [[EMIR]] | * [[EMIR]] | ||
* [[Dodd-Frank]] | |||
* [[FATCA]] | |||
* [[Know-your-customer]] | |||
[[Category:Corporate_financial_management]] | [[Category:Corporate_financial_management]] | ||
[[Category:Risk_frameworks]] | [[Category:Risk_frameworks]] | ||
Revision as of 15:41, 10 April 2015
Markets in Financial Instruments Directive.
Directive 2004/39/EC of the European Parliament and the Council.
MiFID regulation applies to:
- Regulated markets (RMs)
- Multilateral trading facilities (MTFs) and
- Systematic internalisers (SIs).
