OCIE

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Revision as of 10:46, 8 February 2016 by imported>Doug Williamson (Create the page. Source: The Treasurer, February 2016, page 11.)
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US.

The Office of Compliance, Inspections and Examinations of the US Securities and Exchange Commission (SEC).

The SEC enforces federal securities laws and regulates financial markets and financial market participants in the United States.


See also

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