OCIE

From ACT Wiki
Revision as of 14:20, 5 June 2019 by imported>Doug Williamson (Clarify name.)
Jump to navigationJump to search

US.

The Office of Compliance Inspections and Examinations of the US Securities and Exchange Commission (SEC).

The SEC enforces federal securities laws and regulates financial markets and financial market participants in the United States.


See also

Retrieved from ‘https://wiki.treasurers.org/w/index.php?title=OCIE&oldid=34879’