Self-regulatory organisation: Difference between revisions
From ACT Wiki
Jump to navigationJump to search
imported>Doug Williamson (Add examples.) |
imported>Doug Williamson (Add link.) |
||
| (2 intermediate revisions by the same user not shown) | |||
| Line 4: | Line 4: | ||
Self-regulatory organisations are established to regulate certain professions or industries, the regulation being undertaken by members of the same profession or industry. | Self-regulatory organisations are established to regulate certain professions or industries, the regulation being undertaken by members of the same profession or industry. | ||
Examples of self-regulatory organisations include the US Financial Industry Regulatory Authority (FINRA), NASDAQ and the New York Stock Exchange. | Examples of self-regulatory organisations include the US Financial Industry Regulatory Authority (FINRA), NASDAQ and the New York Stock Exchange. | ||
| Line 16: | Line 17: | ||
* [[New York Stock Exchange]] (NYSE) | * [[New York Stock Exchange]] (NYSE) | ||
* [[Regulation]] | * [[Regulation]] | ||
* [[Regulator]] | |||
* [[RPB]] | |||
* [[Self-regulation]] | * [[Self-regulation]] | ||
Latest revision as of 18:45, 25 April 2023
Regulation - governance.
(SRO).
Self-regulatory organisations are established to regulate certain professions or industries, the regulation being undertaken by members of the same profession or industry.
Examples of self-regulatory organisations include the US Financial Industry Regulatory Authority (FINRA), NASDAQ and the New York Stock Exchange.
