CASS RP: Difference between revisions
From ACT Wiki
Jump to navigationJump to search
imported>John Grout (To create the entry) |
(Add links.) |
||
| (6 intermediate revisions by 2 users not shown) | |||
| Line 1: | Line 1: | ||
UK | ''(UK)''. | ||
Client | Client Assets Sourcebook Resolution Pack. | ||
The Financial Conduct Authority's ([[FCA]]) CASS RP contains documents and records (for example the latest client money reconciliations and a list of custodians where custody assets are held) that would help an [[insolvency practitioner]] return client assets more quickly should an investment firm fail. | |||
==See also== | ==See also== | ||
* [[CASS]] | |||
* [[Client Assets Sourcebook]] | |||
* [[Custodian]] | |||
* [[Custody]] | |||
* [[Financial Conduct Authority]] (FCA) | |||
* [[Financial services]] | |||
* [[Insolvency practitioner]] | |||
* [[Resolution]] | |||
[[Category:Compliance_and_audit]] | |||
Latest revision as of 13:01, 6 December 2023
(UK).
Client Assets Sourcebook Resolution Pack.
The Financial Conduct Authority's (FCA) CASS RP contains documents and records (for example the latest client money reconciliations and a list of custodians where custody assets are held) that would help an insolvency practitioner return client assets more quickly should an investment firm fail.
