Financial Conduct Authority
From ACT Wiki
One of two key regulators for the financial services industry in the UK.
The FCA's responsibilities include:
- Protecting consumers;
- Ensuring the financial services industry remains stable; and
- Promoting healthy competition between financial services providers.
The Financial Conduct Authority's responsibilities were formerly undertaken by the Financial Services Authority (FSA).
The former FSA's other responsibilities were substantially transferred to the Prudential Regulation Authority (PRA).
- Competition & Markets Authority
- Conduct risk
- Deferred payment credit
- Disclosure and Transparency Rules
- Financial Services Authority
- National Competent Authority (NCA)
- Office for Professional Body Anti-Money Laundering Supervision
- Price walking
- Prudential Regulation Authority (PRA)
- Senior Managers Regime (SMR)
- Sludge practices
- Twin Peaks