CASS RP: Difference between revisions
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imported>Doug Williamson (Make 'insolvency' lower case.) |
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==See also== | ==See also== | ||
* [[CASS]] | |||
* [[Client Assets Sourcebook]] | * [[Client Assets Sourcebook]] | ||
* [[Custodian]] | |||
* [[Custody]] | |||
* [[Financial Conduct Authority]] (FCA) | |||
* [[Financial services]] | |||
* [[Insolvency practitioner]] | |||
* [[Resolution]] | |||
[[Category:Compliance_and_audit]] | [[Category:Compliance_and_audit]] | ||
Latest revision as of 13:01, 6 December 2023
(UK).
Client Assets Sourcebook Resolution Pack.
The Financial Conduct Authority's (FCA) CASS RP contains documents and records (for example the latest client money reconciliations and a list of custodians where custody assets are held) that would help an insolvency practitioner return client assets more quickly should an investment firm fail.
