Competent Authority: Difference between revisions
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imported>Doug Williamson (Create page. Source: FCA webpage https://www.handbook.fca.org.uk/handbook/glossary/G196.html) |
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1. | 1. ''European Economic Area (EEA) and Financial Conduct Authority.'' | ||
''European Economic Area (EEA) and Financial Conduct Authority.'' | |||
A body empowered by law or regulation to supervise regulated firms. | A body empowered by law or regulation to supervise regulated firms. | ||
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== See also == | == See also == | ||
* [[Bank supervision]] | * [[Bank supervision]] | ||
* [[ | * [[Commodity Futures Trading Commission]] (CFTC) | ||
* [[Central counterparty]] | * [[Central counterparty]] | ||
* [[EMIR]] | * [[EMIR]] | ||
| Line 20: | Line 18: | ||
* [[Financial Services Authority]] | * [[Financial Services Authority]] | ||
* [[MLRO]] | * [[MLRO]] | ||
* [[National Competent Authority]] | |||
* [[National Crime Agency]] | * [[National Crime Agency]] | ||
* [[Non-current assets]] | * [[Non-current assets]] | ||
* [[Prudential Regulation Authority]] | * [[Prudential Regulation Authority]] | ||
[[Category:Accounting,_tax_and_regulation]] | |||
Latest revision as of 19:59, 26 July 2024
1. European Economic Area (EEA) and Financial Conduct Authority.
A body empowered by law or regulation to supervise regulated firms.
2.
More generally, any duly empowered body exercising proper authority in a market or other area of jurisdiction.
