Competent Authority: Difference between revisions

From ACT Wiki
Jump to navigationJump to search
imported>Doug Williamson
(Classify page.)
(Remove link to former Financial Services Authority.)
 
(2 intermediate revisions by 2 users not shown)
Line 1: Line 1:
1.
1. ''European Economic Area (EEA) and Financial Conduct Authority.''
 
''European Economic Area (EEA) and Financial Conduct Authority.''


A body empowered by law or regulation to supervise regulated firms.
A body empowered by law or regulation to supervise regulated firms.
Line 13: Line 11:
== See also ==
== See also ==
* [[Bank supervision]]
* [[Bank supervision]]
* [[CFTC]]
* [[Commodity Futures Trading Commission]] (CFTC)
* [[Central counterparty]]
* [[Central counterparty]]
* [[EMIR]]
* [[EMIR]]
* [[European Economic Area]]
* [[European Economic Area]]
* [[Financial Conduct Authority]]
* [[Financial Conduct Authority]]
* [[Financial Services Authority]]
* [[MLRO]]
* [[MLRO]]
* [[National Competent Authority]]
* [[National Crime Agency]]
* [[National Crime Agency]]
* [[Non-current assets]]
* [[Non-current assets]]

Latest revision as of 21:28, 2 March 2025

1. European Economic Area (EEA) and Financial Conduct Authority.

A body empowered by law or regulation to supervise regulated firms.


2.

More generally, any duly empowered body exercising proper authority in a market or other area of jurisdiction.


See also