Financial Conduct Authority: Difference between revisions
From ACT Wiki
Jump to navigationJump to search
imported>Doug Williamson (Mend link.) |
imported>Doug Williamson (Mend link.) |
||
| Line 34: | Line 34: | ||
* [[Prudential Regulation Authority]] | * [[Prudential Regulation Authority]] | ||
* [[Regulation]] | * [[Regulation]] | ||
*[[Senior Managers Regime]] (SMR) | |||
* [[Sludge practices]] | * [[Sludge practices]] | ||
* [[Supervision]] | * [[Supervision]] | ||
* [[Twin Peaks]] | * [[Twin Peaks]] | ||
Revision as of 17:19, 25 June 2022
(FCA).
One of two key regulators for the financial services industry in the UK.
The FCA's responsibilities include:
- Protecting consumers;
- Ensuring the financial services industry remains stable; and
- Promoting healthy competition between financial services providers.
The Financial Conduct Authority's responsibilities were formerly undertaken by the Financial Services Authority (FSA).
The former FSA's other responsibilities were substantially transferred to the Prudential Regulation Authority (PRA).
See also
- BaFin
- CFTC
- Competition & Markets Authority
- Conduct
- Conduct risk
- Deferred payment credit
- Disclosure and Transparency Rules
- Financial Services Authority
- FRAND
- FSMA
- LIBOR
- National Competent Authority (NCA)
- Office for Professional Body Anti-Money Laundering Supervision
- Price walking
- Prudential Regulation Authority
- Regulation
- Senior Managers Regime (SMR)
- Sludge practices
- Supervision
- Twin Peaks
Other links
ACT commentary on the FCA 2021-22 Business Plan, 16 August 2021
