Regulation: Difference between revisions
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imported>Doug Williamson (Mend link.) |
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* [[Free market]] | * [[Free market]] | ||
* [[IFR]] | * [[IFR]] | ||
* [[Market Abuse Regulation]] (MAR) | |||
* [[Markets in Financial Instruments Regulation]] | * [[Markets in Financial Instruments Regulation]] | ||
* [[Mixed economy]] | * [[Mixed economy]] | ||
* [[Primary legislation]] | * [[Primary legislation]] | ||
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* [[Regtech]] | * [[Regtech]] | ||
* [[Regulatory risk]] | * [[Regulatory risk]] | ||
* [[Reporting on Payment Practices and Performance Regulations]] | |||
* [[Reputational risk]] | * [[Reputational risk]] | ||
* [[Secondary legislation]] | * [[Secondary legislation]] | ||
Revision as of 21:35, 28 April 2022
1.
The official control of markets or of other activities, usually by a system of rules, often including primary or secondary legislation.
2. Law.
A rule with legal force, designed to carry out a specific piece of legislation. Usually enforced by a regulatory agency.
3. European Union law.
An act of European Union (EU) law having direct effect in all member states.
EU Regulations are passed either jointly by the EU Council and European Parliament, or by the EU Commission alone.
4.
More generally, a rule to control, direct or manage an activity, organisation or system.
A 'regulation' - in this broadest sense - may or may not have legal authority.
See also
- Bank supervision
- Benchmarks Regulation
- Blocking Regulation
- Competition
- Compliance risk
- CSRC
- Decision
- Deregulation
- Directive
- European Union
- Free market
- IFR
- Market Abuse Regulation (MAR)
- Markets in Financial Instruments Regulation
- Mixed economy
- Primary legislation
- Prudential Regulation Authority
- Red tape
- Regtech
- Regulatory risk
- Reporting on Payment Practices and Performance Regulations
- Reputational risk
- Secondary legislation
- Securities Financing Transactions Regulation (SFTR)
- Securitisation Regulation
- Sustainable Finance Disclosure Regulation (SFDR)
- Transparency
