Division of Examinations

US - Securities and Exchange Commission (SEC).

The Securities and Exchange Commission (SEC) is an independent agency which has primary responsibility for enforcing securities laws in the United States.

The Division of Examinations supports this work primarily by carrying out on-site inspections.

See also

• Agency
• Bad actor
• Depository Trust Company
• Financial Industry Regulatory Authority
• Public Company Accounting Oversight Board
• Regulation D
• Regulation S-K
• Rule 144A
• Securities and Exchange Commission (SEC)

External link

• The Division of Examinations - US Securities and Exchange Commission - about us