Regulation D

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US.

1.

Regulation D (FRB)

A Federal Reserve Board regulation that governs the reserve requirements of depository institutions. This limits the number of withdrawals and transfers from an interest bearing deposit account.


2.

Regulation D (SEC)

Under the Securities Act of 1933, any offer to sell securities must either be registered with the Securities and Exchange Commission or meet an exemption.

Regulation D has three rules which provide exemption from the registration requirements, allowing some companies to offer and sell securities without having to register the securities.


See also