CASS RP: Difference between revisions

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imported>Doug Williamson
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==See also==
==See also==
* [[CASS]]
* [[Client Assets Sourcebook]]
* [[Client Assets Sourcebook]]
* [[Custodian]]
* [[Custody]]
* [[Financial Conduct Authority]]  (FCA)
* [[Financial services]]
* [[Insolvency practitioner]]
* [[Resolution]]


[[Category:Compliance_and_audit]]
[[Category:Compliance_and_audit]]

Latest revision as of 13:01, 6 December 2023

(UK).

Client Assets Sourcebook Resolution Pack.

The Financial Conduct Authority's (FCA) CASS RP contains documents and records (for example the latest client money reconciliations and a list of custodians where custody assets are held) that would help an insolvency practitioner return client assets more quickly should an investment firm fail.


See also