Client Assets Sourcebook: Difference between revisions
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imported>Doug Williamson (Update entry: Added expansion of acronym FCA for clarity (therr are two definitions) and added see also) |
imported>Doug Williamson (Add link.) |
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'' | ''Regulation - UK.'' | ||
Sets out provisions required by the UK Financial Conduct Authority ( | Sets out provisions required by the UK Financial Conduct Authority (FCA) relating to the safeguarding of client assets from investment business in the hands of financial firms. | ||
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* [[Assets Under Management]] | * [[Assets Under Management]] | ||
* [[Financial Conduct Authority]] | |||
* [[Regulation]] | |||
[[Category:Accounting,_tax_and_regulation]] | |||
[[Category:The_business_context]] | |||
[[Category:Compliance_and_audit]] | [[Category:Compliance_and_audit]] | ||
[[Category:Financial_products_and_markets]] | |||
Latest revision as of 15:55, 24 December 2019
Regulation - UK.
Sets out provisions required by the UK Financial Conduct Authority (FCA) relating to the safeguarding of client assets from investment business in the hands of financial firms.
