Compliance risk: Difference between revisions
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imported>Doug Williamson (Create page. Sources: linked pages and FX Global Code.) |
imported>Doug Williamson m (Categorise.) |
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* [[Reputational risk]] | * [[Reputational risk]] | ||
* [[SMR]] | * [[SMR]] | ||
[[Category:Accounting,_tax_and_regulation]] | |||
[[Category:Compliance_and_audit]] | |||
[[Category:Financial_risk_management]] | |||
Revision as of 14:28, 28 February 2018
1.
The risk of failure of procedures and processes in corporations or public agencies to ensure that personnel are aware of relevant laws and regulations and take appropriate steps to comply with them.
2. FX Global Code
The risk of legal or regulatory sanctions, material financial loss, or loss to reputation resulting from failure to comply with laws, regulations, rules, industry standards or relevant codes of conduct in relation to FX activities.
