Host supervisor and Investment firm: Difference between pages

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imported>Doug Williamson
(Create the page. Source: BIS webpage http://www.bis.org/publ/bcbs177.pdf)
 
imported>Doug Williamson
(Expand definition.)
 
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''Banking supervision.''
An investment firm is a market participant which undertakes proprietary trading, as well as acting as an intermediary.
 
In the supervision of an international banking group, the host supervisor is principally responsible for the regulation of the parts of the group located in - or more directly affecting - the host supervisor's jurisdiction.




== See also ==
== See also ==
* [[Bank supervision]]
* [[Broker-dealer]]
* [[Home supervisor]]
* [[Designated investment firm]]
* [[Supervisory college]]
* [[Institution]]
* [[Investment bank]]
* [[Proprietary trading]]
* [[Prudential Regulation Authority]]

Revision as of 12:08, 28 November 2017

An investment firm is a market participant which undertakes proprietary trading, as well as acting as an intermediary.


See also