Regulation: Difference between revisions
imported>Doug Williamson (Add link.) |
imported>Doug Williamson (Link with Securitisation Regulation page.) |
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* [[Regtech]] | * [[Regtech]] | ||
* [[Secondary legislation]] | * [[Secondary legislation]] | ||
* [[Securitisation Regulation]] | |||
* [[SFTR]] | * [[SFTR]] | ||
* [[Transparency]] | * [[Transparency]] | ||
Revision as of 09:27, 10 July 2019
1.
The official control of markets or of other activities, usually by a system of rules, often including primary or secondary legislation.
2.
Law.
A rule with legal force, designed to carry out a specific piece of legislation. Usually enforced by a regulatory agency.
3.
European Union law.
An act of European Union (EU) law having direct effect in all member states.
EU Regulations are passed either jointly by the EU Council and European Parliament, or by the EU Commission alone.
4.
More generally, a rule to control, direct or manage an activity, organisation or system.
A 'regulation' - in this broadest sense - may or may not have legal authority.
See also
- Benchmarks Regulation
- Blocking Regulation
- Compliance risk
- CSRC
- Decision
- Deregulation
- Directive
- European Union
- IFR
- Markets in Financial Instruments Regulation
- MAR
- Primary legislation
- Red tape
- Regtech
- Secondary legislation
- Securitisation Regulation
- SFTR
- Transparency
- Window-dressing
Other links
European Association of Corporate Treasurers, quarterly report on regulatory issues, July 2018
