Regulation D: Difference between revisions
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imported>Doug Williamson m (Added definition 2 and additional see also - 20/5/13) |
imported>Doug Williamson m (Spacing 20/8/13) |
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A Federal Reserve regulation that limits the number of withdrawals and transfers from an interest bearing deposit account. | |||
2. Under the Securities Act of 1933, any offer to sell securities must either be registered with the Securities and Exchange Commission or meet an exemption. Regulation D has three rules which provide exemption from the registration requirements, allowing some companies to offer and sell securities without having to register the securities. | |||
2. | |||
Under the Securities Act of 1933, any offer to sell securities must either be registered with the Securities and Exchange Commission or meet an exemption. | |||
Regulation D has three rules which provide exemption from the registration requirements, allowing some companies to offer and sell securities without having to register the securities. | |||
Revision as of 15:02, 20 August 2013
US.
1.
A Federal Reserve regulation that limits the number of withdrawals and transfers from an interest bearing deposit account.
2.
Under the Securities Act of 1933, any offer to sell securities must either be registered with the Securities and Exchange Commission or meet an exemption.
Regulation D has three rules which provide exemption from the registration requirements, allowing some companies to offer and sell securities without having to register the securities.
