Regulation S-K: Difference between revisions
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imported>Doug Williamson (Create page. Source: The Treasurer, Nov-Dec 2017, p11.) |
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''US securities regulation'' | ''US securities regulation'' | ||
Regulation S-K is published and enforced by the US Securities and Exchange Commission SEC). | Regulation S-K is published and enforced by the US Securities and Exchange Commission (SEC). | ||
It requires issuers of securities to make appropriate disclosures to investors. | It requires issuers of securities to make appropriate disclosures to investors. | ||
== See also == | == See also == | ||
* [[Depository Trust Company]] | * [[Depository Trust Company]] | ||
* [[Division of Examinations]] | |||
* [[Financial Industry Regulatory Authority]] | * [[Financial Industry Regulatory Authority]] | ||
* [[ | * [[Regulation]] | ||
* [[Regulation D]] | |||
* [[Rule 144A]] | * [[Rule 144A]] | ||
* [[Securities and Exchange Commission]] | * [[Securities and Exchange Commission]] | ||
[[Category:Accounting,_tax_and_regulation]] | |||
Latest revision as of 10:20, 5 October 2023
US securities regulation
Regulation S-K is published and enforced by the US Securities and Exchange Commission (SEC).
It requires issuers of securities to make appropriate disclosures to investors.
