Resolution pack: Difference between revisions
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* [[Client Assets Sourcebook]] | * [[Client Assets Sourcebook]] | ||
* [[Conduct]] | * [[Conduct]] | ||
* [[Custodian]] | |||
* [[Custody]] | |||
* [[Financial Conduct Authority]] (FCA) | * [[Financial Conduct Authority]] (FCA) | ||
* [[Financial services]] | * [[Financial services]] | ||
Latest revision as of 13:02, 6 December 2023
1. Financial services - conduct - UK - Financial Conduct Authority (FCA) - CASS RP.
A resolution pack under the UK Financial Conduct Authority's regulations contains documents and records - for example the latest client money reconciliations and a list of custodians where custody assets are held - that would help an insolvency practitioner return client assets more quickly should an investment firm fail.
2.
Any well organised set of records, prepared in advance, to assist with the orderly failure of a financial services firm.
