Securities and Exchange Commission: Difference between revisions
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imported>Doug Williamson (Link with Regulation S-K page.) |
imported>Doug Williamson (Reorder header.) |
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''US.'' | |||
(SEC). | (SEC). | ||
The Securities and Exchange Commission is an independent agency which has primary responsibility for enforcing federal securities laws and regulating the securities industry, the stock and options exchanges, and other electronic securities markets in the United States. | |||
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* [[Financial Industry Regulatory Authority]] | * [[Financial Industry Regulatory Authority]] | ||
* [[OCIE]] | * [[OCIE]] | ||
* [[Regulation D]] | * [[Regulation D]] | ||
* [[Regulation S-K]] | * [[Regulation S-K]] | ||
* [[Rule 144A]] | |||
Revision as of 16:42, 3 January 2018
US.
(SEC).
The Securities and Exchange Commission is an independent agency which has primary responsibility for enforcing federal securities laws and regulating the securities industry, the stock and options exchanges, and other electronic securities markets in the United States.
