Self-regulatory organisation: Difference between revisions
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Self-regulatory organisations are established to regulate certain professions or industries, the regulation being undertaken by members of the same profession or industry. | Self-regulatory organisations are established to regulate certain professions or industries, the regulation being undertaken by members of the same profession or industry. | ||
Examples of self-regulatory organisations include the US Financial Industry Regulatory Authority (FINRA), NASDAQ and the New York Stock Exchange. | Examples of self-regulatory organisations include the US Financial Industry Regulatory Authority (FINRA), NASDAQ and the New York Stock Exchange. | ||
Revision as of 21:08, 24 June 2022
Regulation - governance.
(SRO).
Self-regulatory organisations are established to regulate certain professions or industries, the regulation being undertaken by members of the same profession or industry.
Examples of self-regulatory organisations include the US Financial Industry Regulatory Authority (FINRA), NASDAQ and the New York Stock Exchange.
