Self-regulatory organisation: Difference between revisions

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* [[New York Stock Exchange]]  (NYSE)
* [[New York Stock Exchange]]  (NYSE)
* [[Regulation]]
* [[Regulation]]
* [[RPB]]
* [[Self-regulation]]
* [[Self-regulation]]



Revision as of 20:35, 25 June 2022

Regulation - governance.

(SRO).

Self-regulatory organisations are established to regulate certain professions or industries, the regulation being undertaken by members of the same profession or industry.


Examples of self-regulatory organisations include the US Financial Industry Regulatory Authority (FINRA), NASDAQ and the New York Stock Exchange.


See also