Self-regulatory organisation: Difference between revisions
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* [[New York Stock Exchange]] (NYSE) | * [[New York Stock Exchange]] (NYSE) | ||
* [[Regulation]] | * [[Regulation]] | ||
* [[Regulator]] | |||
* [[RPB]] | * [[RPB]] | ||
* [[Self-regulation]] | * [[Self-regulation]] |
Latest revision as of 18:45, 25 April 2023
Regulation - governance.
(SRO).
Self-regulatory organisations are established to regulate certain professions or industries, the regulation being undertaken by members of the same profession or industry.
Examples of self-regulatory organisations include the US Financial Industry Regulatory Authority (FINRA), NASDAQ and the New York Stock Exchange.