Self-regulatory organisation

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Revision as of 21:05, 24 June 2022 by imported>Doug Williamson (Add examples.)
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Regulation - governance.

(SRO).

Self-regulatory organisations are established to regulate certain professions or industries, the regulation being undertaken by members of the same profession or industry.

Examples of self-regulatory organisations include the US Financial Industry Regulatory Authority (FINRA), NASDAQ and the New York Stock Exchange.


See also