Listing agent: Difference between revisions

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imported>Doug Williamson
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* [[Introduction]]
* [[Introduction]]
* [[Issuance]]
* [[Issuance]]
* [[Issuer]]
* [[Listing ]]
* [[Listing ]]
* [[Listing particulars]]
* [[Listing particulars]]
* [[Listing Rules]]
* [[Listing Rules]]
* [[Over the counter]]
* [[Over the counter]]
* [[Premium Listing]]
* [[Private placement ]]
* [[Private placement ]]
* [[Re-listing]]
* [[Re-listing]]
* [[Security]]
* [[Security]]
* [[Standard Listing]]
* [[Stock]]
* [[Stock]]
* [[Stock exchange]]
* [[Stock exchange]]
* [[UK Listing Rules]]  (UKLR)


[[Category:Accounting,_tax_and_regulation]]
[[Category:Accounting,_tax_and_regulation]]
[[Category:The_business_context]]
[[Category:Corporate_finance]]
[[Category:Corporate_finance]]
[[Category:Financial_products_and_markets]]
[[Category:Identify_and_assess_risks]]
[[Category:Investment]]
[[Category:Investment]]
[[Category:Long_term_funding]]
[[Category:Long_term_funding]]
[[Category:Identify_and_assess_risks]]
[[Category:Manage_risks]]
[[Category:Manage_risks]]
[[Category:Risk_reporting]]
[[Category:Risk_frameworks]]
[[Category:Risk_frameworks]]
[[Category:Risk_reporting]]
[[Category:The_business_context]]
[[Category:Financial_products_and_markets]]

Latest revision as of 22:19, 4 August 2024

Securities - issuance - listing - agency.

It is common for issuers to appoint a listing agent in certain jurisdictions (for example Luxembourg).

The listing agent will communicate with the listing authority and/or stock exchange and competent authority on behalf of the issuer and will ensure that all necessary documents are submitted to the listing authority and/or stock exchange.


See also